 |
| 03-Feb-10 | Upgrade |
FBR Capital |
Mkt Perform → Outperform |
$27 → $32 |
|
| 13-Jan-10 | Upgrade |
Keefe Bruyette |
Underperform → Mkt Perform |
$21.50 → $23 |
|
| 16-Dec-09 | Initiated |
Maxim Group |
Hold |
|
|
| 27-Aug-09 | Reiterated |
FBR Capital |
Mkt Perform |
$17 → $20 |
|
| 04-Jun-09 | Upgrade |
FBR Capital |
Underperform → Mkt Perform |
$12 → $15 |
|
| 15-Apr-09 | Reiterated |
FBR Capital Markets |
Underperform |
$15 → $12 |
|
| 15-Apr-09 | Initiated |
Pali Research |
Neutral |
|
|
| 08-Apr-09 | Downgrade |
FBR Capital Markets |
Mkt Perform → Underperform |
$19 → $15 |
|
| 27-Mar-09 | Downgrade |
Keefe Bruyette |
Mkt Perform → Underperform |
$16 |
|
| 08-Jan-09 | Upgrade |
Wachovia |
Underperform → Mkt Perform |
|
|
| 05-Nov-08 | Downgrade |
Wachovia |
Mkt Perform → Underperform |
|
|
| 22-Sep-08 | Downgrade |
Keefe Bruyette |
Outperform → Mkt Perform |
$33 |
|
| 24-Jul-08 | Downgrade |
Wachovia |
Outperform → Mkt Perform |
|
|
| 02-Jul-08 | Upgrade |
Keefe Bruyette |
Mkt Perform → Outperform |
$33 |
|
| 19-May-08 | Initiated |
Sandler O'Neill |
Buy |
|
|
| 06-Jul-07 | Upgrade |
Wachovia |
Mkt Perform → Outperform |
|
|
|
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| 09-Feb-10 11:05AM | Preparing for CEO succession, Raymond James plans for Tom James at bizjournals.com |
| 06:00AM | RAYMOND JAMES FINANCIAL INC Files SEC form 10-Q, Quarterly Report EDGAR Online |
| 05-Feb-10 04:35PM | Exchanges Face a Daunting 2010 at BusinessWeek |
| 03-Feb-10 04:36PM | Raytheon, Raymond James, Perrigo Hit Highs at TheStreet.com |
| 03:30PM | UPDATE - FINRA panel orders Raymond James to pay $12.1 mln at Reuters |
| 02:12PM | RAYMOND JAMES FINANCIAL INC Files SEC form 8-K, Results of Operations and Financial Condition, Regulation FD Disclosu EDGAR Online |
| 11:05AM | Raymond James cuts earnings on FINRA judgment in broker raid at bizjournals.com |
| 10:34AM | UPDATE - FINRA fines Raymond James; earnings are revised at Reuters |
| 07:18AM | Raymond James upgraded by FBR Capital Briefing.com |
| 01-Feb-10 12:18PM | Why You Shouldn't Allow Family to Manage Your Money at Forbes.com |
| 27-Jan-10 08:18AM | UPDATE - Piper Jaffray posts Q4 profit at Reuters |
| 22-Jan-10 11:44AM | Schwab Moves Panned by Analyst at TheStreet.com |
| 21-Jan-10 08:11PM | 'Fast Money' Recap: Where to Hide at TheStreet.com +6.33% |
| 06:15PM | Your First Move For Friday January 22nd at CNBC |
| 05:35PM | After Hours Action: Google at CNBC |
| 05:20PM | Worst 2-Day Plunge In 7 Months at CNBC |
| 03:01PM | Raymond James Financial Inc. F1Q10 (Qtr End 12/31/09) Earnings Call Transcript at Seeking Alpha |
| 02:58PM | UPDATE - Raymond James' broker productivity down 16-17 pct at Reuters |
| 02:23PM | Raymond James' broker productivity down 16-17 pct - CEO at Reuters |
| 01:05PM | Raymond James income down, but conditions improving at bizjournals.com |
| 12:04PM | RAYMOND JAMES FINANCIAL INC Files SEC form 8-K, Results of Operations and Financial Condition, Regulation FD Disclosu EDGAR Online |
| 07:30AM | InPlay: Raymond James beat by $0.02, beat on revs Briefing.com |
| 20-Jan-10 06:47PM | UPDATE - Raymond James' bank drag earnings, beats St view at Reuters |
| 06:22PM | CORRECTED - Raymond James posts lower profit but beats view at Reuters |
| 06:10PM | Wealth managers post mixed results Reuters |
| 05:25PM | UPDATE - Raymond James posts lower profit but beats view at Reuters |
| 07:07AM | Q1 2010 Raymond James Earnings Release - After Market Close CCBN |
| 19-Jan-10 04:34PM | PREVIEW-US broker results hit by turmoil, sluggish trading at Reuters |
| 15-Jan-10 02:04PM | Experienced Portfolio Managers Create Fund For Investment Into Private Equity: Now Available For Public Investors Wall Street Transcript |
| 14-Jan-10 11:49AM | UPDATE - MOVES-RBC, Banco Santander, Huntington, Reyl & Cie at Reuters |
| 13-Jan-10 06:45PM | Your First Move For Thursday January 14th at CNBC |
| 06:08PM | Your First Move For Thursday January 14th at CNBC |
| 05:49PM | Pops & Drops: Motorola, Goodyear... at CNBC |
| 05:48PM | [video] Stock Pops & Drops at CNBC |
| 04:12PM | UPDATE - MOVES-Deutsche Bank, BMO, Raymond James at Reuters |
| 21-Dec-09 08:08AM | Essential No. 7: Build a Billion-Dollar Board at BusinessWeek |
| 18-Dec-09 01:55PM | RAYMOND JAMES FINANCIAL INC Files SEC form 8-K, Regulation FD Disclosure, Financial Statements and Exhibits EDGAR Online |
| 17-Dec-09 08:09AM | RIM May Feel Android Effect at BusinessWeek |
| 16-Dec-09 10:05AM | Milton Academy to raise $35M in bond sales at bizjournals.com |
| 10-Dec-09 04:09PM | Former Smith Barney broker opening new firm in NY at Reuters |
| 05:06AM | Latest Emerging-Markets Trend: Tupperware at TheStreet.com |
| 04-Dec-09 05:55PM | Burned By Morgan Stanley, Pulte & More at CNBC |
| 05:50PM | [video] Fast Fire at CNBC |
| 03-Dec-09 01:04PM | RAYMOND JAMES FINANCIAL INC Financials EDGAR Online Financials |
| 27-Nov-09 06:00AM | RAYMOND JAMES FINANCIAL INC Files SEC form 10-K, Annual Report EDGAR Online -5.18% |
| 25-Nov-09 03:05PM | Ballast Point invests in Horizon Data, Tower Cloud at bizjournals.com |
| 01:18PM | RAYMOND JAMES FINANCIAL INC Files SEC form 8-K, Regulation FD Disclosure, Financial Statements and Exhibits EDGAR Online |
| 20-Nov-09 12:05PM | Tom James wins arts leadership award at bizjournals.com |
| 06:00AM | American Express Eats Competitor at Forbes.com |
| 19-Nov-09 03:46PM | Is E*TRADE Up for Sale? at Motley Fool |
| 18-Nov-09 03:32PM | AMTD: E*Trade In Play? at Barrons.com |
| 06:00AM | Fannie Mae Rentals at Forbes.com |
| 12-Nov-09 06:00AM | Why Is There No Outcry Over CIT? at Forbes.com |
| 10-Nov-09 07:43PM | Your First Move For Wednesday November 10th at CNBC |
| 09-Nov-09 05:26PM | RAYMOND JAMES FINANCIAL INC Files SEC form 8-K, Regulation FD Disclosure EDGAR Online |
| 05-Nov-09 09:05AM | CEOs: Directors arent boardroom wallflowers at bizjournals.com |
| 04-Nov-09 06:00AM | Reverse Repos Spook The Market at Forbes.com |
| 30-Oct-09 04:05PM | Chairmen Tom James, Bob Marino speak out on director compensation at bizjournals.com |
| 29-Oct-09 03:05PM | Ballast Point closes $140M fund that has Raymond James as anchor at bizjournals.com |
| 22-Oct-09 04:11PM | RAYMOND JAMES FINANCIAL INC Files SEC form 8-K, Results of Operations and Financial Condition, Regulation FD Disclosu EDGAR Online +7.27% |
| 11:05AM | Raymond James profit drops 35%, Tom James notes second best year at bizjournals.com |
| 09:26AM | New Star Analyst Rankings for RAYMOND JAMES FIN CP StarMine |
| 21-Oct-09 05:31PM | UPDATE - Raymond James posts 13 pct drop in qtrly profit at Reuters |
| 12:05PM | Raymond James advises on Allion Healthcare deal at bizjournals.com |
| 16-Oct-09 03:05PM | Alison Jimenez joins state advisory panel at bizjournals.com |
| 10:05AM | Bank of America maintains top market share in Tampa Bay at bizjournals.com |
| 09-Oct-09 06:04PM | Your First Move For Monday October 12th at CNBC |
| 07-Oct-09 04:14PM | Iridium Returns from the Space of Disgrace at BusinessWeek |
| 06-Oct-09 08:51AM | An Arbitration Experiment Grows at The Wall Street Journal Online |
| 02-Oct-09 06:00PM | The Latest Picks That Paid - Friday October 2nd at CNBC |
| 29-Sep-09 11:49AM | Wells Fargo Offers Alternative to Going Independent at The Wall Street Journal Online |
| 28-Sep-09 06:05PM | Martin|Williams wins Raymond James account at bizjournals.com |
| 06:04PM | Your First Move For Tuesday September 29th at CNBC |
| 06:00AM | Playing The Downward Dollar at Forbes.com |
| 23-Sep-09 11:35AM | Marcial: A Power Surge for GT Solar? at BusinessWeek |
| 22-Sep-09 04:20PM | RAYMOND JAMES FINANCIAL INC Files SEC form 8-K, Regulation FD Disclosure, Financial Statements and Exhibits EDGAR Online +6.77% |
| 06:00AM | Don't Sell, Rent at Forbes.com |
| 17-Sep-09 06:00PM | The Upside Of Lehman at Forbes.com |
| 16-Sep-09 06:00AM | Investors Are Feeling Confident at Forbes.com |
| 10-Sep-09 06:42AM | Analog Devices, Westar: Ratings Changes at TheStreet.com |
| 01-Sep-09 01:24AM | Five Drug Makers with Pending Catalysts at Seeking Alpha -7.14% |
| 27-Aug-09 02:22PM | RAYMOND JAMES FINANCIAL INC Files SEC form 8-K, Regulation FD Disclosure, Financial Statements and Exhibits EDGAR Online |
| 11:32AM | Goldman analyst upgrades mid-cap brokers sector AP |
| 24-Aug-09 08:08AM | Latest in Stimulus: 'Cash for Refrigerators' BusinessWeek |
| 21-Aug-09 12:10PM | UPDATE - MOVES-Raymond James, Morgan Stanley, ANZ at Reuters |
| 08:08AM | Why Rent When You Can Buy? BusinessWeek |
| 20-Aug-09 12:24PM | RAYMOND JAMES FINANCIAL INC Files SEC form 8-K, Other Events, Financial Statements and Exhibits EDGAR Online |
| 16-Aug-09 05:54AM | Shorts on E*Trade Up 286% Since June at Seeking Alpha |
| 14-Aug-09 11:05AM | Raymond James note proceeds to go to broker-dealer subsidiaries at bizjournals.com |
| 13-Aug-09 04:45PM | New Issue-Raymond James Fin sells $300 mln in notes at Reuters |
| 10-Aug-09 05:20PM | RAYMOND JAMES FINANCIAL INC Files SEC form 10-Q, Quarterly Report EDGAR Online |
| 09:52AM | RiverFront Investment Group, LLC Assets Cross $1 Billion PR Newswire |
| 06-Aug-09 03:45PM | UPDATE - MOVES-Zurich, Bank of America, Vermont at Reuters |
| 11:12AM | UPDATE - MOVES-Bank of America, Rydex/SGI, Lockton at Reuters |
| 07:14AM | MOVES-Standard & Poor's, CBA, Jefferies, HDFC at Reuters |
| 04-Aug-09 12:00PM | Leveraged ETF Ban Spreading Like a Virus at Minyanville.com |
| 03-Aug-09 11:11AM | [$$] Fallout From Leveraged and Inverse ETF Prohibitions at RealMoney by TheStreet.com +5.71% |
| 31-Jul-09 06:34PM | Your First Move For Monday August 3rd at CNBC |
| 06:03PM | Your First Move For Monday August 3rd at CNBC |
| 03:00AM | Florida Banks' Loans Veer From Bad to Worse at TheStreet.com |
|
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| Raymond James Financial, Inc., through its subsidiaries, engages in the underwriting, distribution, trading, and brokerage of equity and debt securities, as well as the sale of mutual funds and other investment products in the United States, Canada, and Europe. Its Private Client Group segment provides securities brokerage services, including the sale of equities, mutual funds, fixed income products, and insurance products to their individual clients; and correspondent clearing services to other broker-dealer firms. The company's Capital Markets segment offers securities brokerage, trading, and research services to institutions with a focus on the sale of U.S. and Canadian equities and fixed income products; and manages participation in underwritings, merger and acquisition services, and public finance activities. Raymond James Financial's Asset Management segment provides investment portfolio management services, mutual fund management, and trust services, as well as offers fee-based programs for portfolio management services customers. The company's RJ Bank segment offers consumer, residential, and commercial loans, as well as FDIC-insured deposit accounts. Its Emerging Markets segment has interest in joint ventures that operate in securities brokerage, investment banking, and asset management in Turkey and Latin America. The company's Stock Loan/Borrow segment involves in borrowing and lending securities from and to other broker-dealers, financial institutions, and other counterparties, primarily as an intermediary. Raymond James Financial's Proprietary Capital segment consists of principal capital and private equity activities, including various direct and third party private equity and merchant banking investments, short-term special situation mezzanine and bridge investments, and private equity funds. The company was founded in 1962 and is headquartered in St. Petersburg, Florida. |
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| Insider Trading |
Relationship |
Date |
Transaction |
Cost |
#Shares |
Value ($) |
#Shares Total |
SEC Form 4 |
| HABERMEYER H WILLIAM JR | Director | Jan 25 | Option Exercise | 20.33 | 2,250 | 45,750 | 5,800 | Jan 27 07:43 AM | | HABERMEYER H WILLIAM JR | Director | Jan 25 | Sale | 26.59 | 2,250 | 59,828 | 3,550 | Jan 27 07:43 AM | | SIMMONS HARDWICK | Director | Dec 14 | Option Exercise | 20.33 | 2,250 | 45,750 | 35,656 | Dec 15 08:24 AM | | ARMSTRONG KENNETH E | Assistant Secretary | Dec 02 | Buy | 20.85 | 522 | 10,884 | 3,648 | Dec 03 01:38 PM | | RIESS RICHARD K | Executive Vice President | Dec 02 | Sale | 24.27 | 8,457 | 205,251 | 38,119 | Dec 03 01:36 PM | | ZANK DENNIS W | President - RJA | Nov 16 | Sale | 26.07 | 27,450 | 715,572 | 147,462 | Nov 17 03:22 PM | | SAYLER VAN C | Senior Vice President | Nov 12 | Sale | 26.19 | 10,000 | 261,925 | 91,526 | Nov 13 10:03 AM | | TROCIN JEFFREY E | Executive Vice President - RJF | Oct 26 | Sale | 25.28 | 28,143 | 711,455 | 148,197 | Oct 27 02:53 PM | | JULIEN JEFFREY P | Executive Vice President - Fin | Sep 16 | Sale | 22.83 | 20,000 | 456,516 | 42,220 | Sep 17 01:15 PM | | RIESS RICHARD K | Executive Vice President | Sep 15 | Sale | 22.87 | 20,000 | 457,484 | 0 | Sep 16 11:25 AM | | RIESS RICHARD K | Executive Vice President | Sep 15 | Sale | 22.92 | 26,184 | 600,171 | 46,576 | Sep 16 11:25 AM | | Matecki Paul | Sr. VP - General Counsel | Sep 04 | Buy | 18.60 | 1,000 | 18,600 | 28,966 | Sep 08 10:58 AM | | TROCIN JEFFREY E | Executive Vice President - RJF | Sep 02 | Buy | 18.60 | 218 | 4,055 | 176,340 | Sep 03 01:10 PM | | ZANK DENNIS W | President - RJA | Aug 31 | Sale | 22.61 | 56,250 | 1,271,981 | 174,912 | Sep 01 11:37 AM | | Raney Steven M | President & CEO RJBank | Jun 02 | Buy | 13.79 | 379 | 5,226 | 12,684 | Jun 03 03:19 PM | | TROCIN JEFFREY E | Executive Vice President - RJF | Jun 02 | Buy | 13.79 | 355 | 4,895 | 176,122 | Jun 04 09:48 AM | | SAYLER VAN C | Senior Vice President | May 05 | Sale | 17.38 | 9 | 156 | 0 | Jun 04 11:59 AM | | Raney Steven M | President & CEO RJBank | Mar 03 | Buy | 11.49 | 621 | 7,135 | 12,305 | Mar 04 02:38 PM | | TROCIN JEFFREY E | Executive Vice President - RJF | Mar 03 | Buy | 11.49 | 427 | 4,906 | 175,767 | Mar 04 02:38 PM | | ARMSTRONG KENNETH E | Assistant Secretary | Mar 03 | Buy | 11.49 | 478 | 5,492 | 3,126 | Mar 04 01:49 PM | | BIEVER ANGELA | Chief Administrative Officer | Mar 03 | Buy | 11.49 | 1,000 | 11,490 | 31,728 | Mar 04 01:49 PM | | BIEVER ANGELA | Chief Administrative Officer | Feb 13 | Option Exercise | 17.07 | 3,375 | 57,600 | 30,728 | Feb 17 12:05 PM | | JAMES THOMAS A | Chairman/CEO | Feb 13 | Sale | 19.77 | 2,800 | 55,356 | 155,660 | Mar 03 01:30 PM | | ZANK DENNIS W | President - RJA | Feb 04 | Option Exercise | 16.80 | 10,800 | 181,440 | 231,162 | Feb 05 12:14 PM | | TREMAINE THOMAS R | Executive Vice President - RJA | Feb 03 | Option Exercise | 16.80 | 18,000 | 302,400 | 66,147 | Feb 04 04:26 PM | | JULIEN JEFFREY P | Senior Vice President - Financ | Feb 03 | Option Exercise | 16.80 | 18,000 | 302,400 | 77,152 | Feb 04 04:24 PM | | HELCK CHESTER B | Chief Operating Officer | Feb 03 | Option Exercise | 16.80 | 18,000 | 302,400 | 251,631 | Feb 04 04:29 PM | | AVERITT RICHARD G | CEO - RJFS | Feb 03 | Option Exercise | 16.80 | 18,000 | 302,400 | 287,419 | Feb 05 01:56 PM | | TROCIN JEFFREY E | Executive Vice President - RJF | Feb 03 | Option Exercise | 16.80 | 3,956 | 66,461 | 176,587 | Feb 05 04:21 PM | | ACKART JENNIFER C | Chief Accounting Officer | Feb 03 | Option Exercise | 16.80 | 6,750 | 113,400 | 25,549 | Feb 05 04:10 PM | | Matecki Paul | Sr. VP - General Counsel | Feb 02 | Option Exercise | 16.80 | 6,750 | 113,400 | 33,878 | Feb 03 03:21 PM | | Catanese George | Senior Vice President | Jan 30 | Option Exercise | 16.80 | 6,750 | 113,400 | 11,612 | Feb 03 03:10 PM | | EITEL JOHN TIMOTHY | Executive Officer - RJA | Jan 30 | Sale | 19.36 | 18,000 | 348,439 | 57,446 | Feb 02 02:33 PM | | EITEL JOHN TIMOTHY | Executive Officer - RJA | Jan 29 | Option Exercise | 16.80 | 18,000 | 302,400 | 75,446 | Feb 02 02:33 PM | | SAYLER VAN C | Senior Vice President | Jan 29 | Option Exercise | 16.80 | 18,000 | 302,400 | 101,526 | Jan 30 02:40 PM | | HABERMEYER H WILLIAM JR | Director | Jan 29 | Option Exercise | 17.07 | 3,375 | 57,600 | 3,550 | Jan 30 02:31 PM | | RIESS RICHARD K | Executive Vice President | Jan 28 | Option Exercise | 16.80 | 16,200 | 272,160 | 86,410 | Jan 30 02:37 PM | | SAYLER VAN C | Senior Vice President | Jan 28 | Sale | 20.06 | 18,000 | 361,094 | 83,526 | Jan 30 02:40 PM | | RIESS RICHARD K | Executive Vice President | Jan 28 | Sale | 19.96 | 13,650 | 272,387 | 72,760 | Jan 30 02:37 PM | | HABERMEYER H WILLIAM JR | Director | Jan 28 | Sale | 20.00 | 3,375 | 67,512 | 175 | Jan 30 02:31 PM | | SIMMONS HARDWICK | Director | Jan 12 | Option Exercise | 17.07 | 3,375 | 57,600 | 33,406 | Jan 14 02:38 PM |
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