 |
| 26-Jan-10 | Initiated |
Sun Trust Rbsn Humphrey |
Neutral |
|
|
| 02-Dec-09 | Initiated |
Deutsche Bank |
Hold |
$16.50 |
|
| 10-Aug-09 | Downgrade |
Oppenheimer |
Outperform → Perform |
$16 |
|
| 05-Aug-09 | Downgrade |
Barclays Capital |
Overweight → Equal Weight |
|
|
| 30-Jun-09 | Initiated |
Oppenheimer |
Outperform |
$17 |
|
| 23-Jun-09 | Downgrade |
Argus |
Buy → Hold |
|
|
| 15-Apr-09 | Reiterated |
Jefferies & Co |
Hold |
$16.50 → $14.50 |
|
| 07-Apr-09 | Downgrade |
Credit Suisse |
Outperform → Neutral |
|
|
| 10-Mar-09 | Upgrade |
Credit Suisse |
Neutral → Outperform |
|
|
| 06-Feb-09 | Reiterated |
Jefferies & Co |
Hold |
$15 → $16.50 |
|
| 04-Feb-09 | Upgrade |
RBC Capital Mkts |
Sector Perform → Outperform |
|
|
| 25-Nov-08 | Reiterated |
Deutsche Securities |
Hold |
$16 → $14 |
|
| 24-Nov-08 | Reiterated |
Barclays Capital |
Overweight |
$17 → $16 |
|
| 06-Nov-08 | Reiterated |
Jefferies & Co |
Hold |
$17.50 → $14.50 |
|
| 06-Aug-08 | Reiterated |
RBC Capital Mkts |
Sector Perform |
$23 → $22 |
|
| 05-May-08 | Reiterated |
RBC Capital Mkts |
Sector Perform |
$22 → $23 |
|
| 02-Nov-07 | Downgrade |
Deutsche Securities |
Buy → Hold |
$40 → $30 |
|
| 08-Aug-07 | Reiterated |
RBC Capital Mkts |
Sector Perform |
$21 → $22 |
|
| 09-May-07 | Reiterated |
RBC Capital Mkts |
Sector Perform |
$20 → $21 |
|
| 09-May-07 | Reiterated |
Deutsche Securities |
Hold |
$20 → $21 |
|
|
 |
|
|
 |
| Duke Energy Corporation operates as an energy company in the Americas. The company has approximately 35,000 megawatts of electric generating capacity in the Midwest and the Carolinas, and natural gas distribution services in Ohio and Kentucky. It also has approximately 4,000 megawatts of electric generation in Latin America. The company's U.S. Franchised Electric and Gas segment generates, transmits, distributes, and sells electricity in central and western North Carolina, western South Carolina, southwestern Ohio, Indiana, and northern Kentucky; and transports and sells natural gas in southwestern Ohio and northern Kentucky. This segment supplies electric service to approximately 4 million residential, commercial, and industrial customers with approximately 150,900 miles of distribution lines and a 20,900 mile transmission system. Its Commercial Power segment offers onsite energy solutions and utility services. This segment owns, operates, and manages power plants; and engages in the wholesale marketing and procurement of electric power, fuel, and emission allowances related to plants. It also develops and implements customized energy solutions. The company's International Energy segment operates and manages power generation facilities, and sells and markets electric power and natural gas outside the United States. This segment serves retail distributors, electric utilities, independent power producers, marketers, and industrial/commercial companies. Duke Energy, through its 50% interest in Crescent Resources, LLC, develops and manages commercial, residential, and multi-family real estate projects, as well as manages land holdings in the U.S. It also develops, owns, and operates a fiber optic communications network, primarily in the Carolinas, serving wireless, local, and long-distance communications companies, as well as Internet service providers, and other businesses and organizations. The company was founded in 1916 and is based in Charlotte, North Carolina. |
 |
| Insider Trading |
Relationship |
Date |
Transaction |
Cost |
#Shares |
Value ($) |
#Shares Total |
SEC Form 4 |
| ROGERS JAMES E | Chairman, President & CEO | Dec 31 | Option Exercise | 17.21 | 25,862 | 445,085 | 1,230,244 | Jan 05 03:12 PM | | BERNHARDT GEORGE ALEXANDER SR | Director | Nov 30 | Option Exercise | 14.17 | 4,000 | 56,680 | 14,817 | Dec 02 02:51 PM | | TAFT DUDLEY S | Director | Nov 30 | Option Exercise | 8.69 | 15,600 | 135,564 | 97,106 | Dec 02 02:50 PM | | BERNHARDT GEORGE ALEXANDER SR | Director | Nov 30 | Sale | 16.63 | 4,000 | 66,532 | 10,817 | Dec 02 02:51 PM | | GRAY ANN MAYNARD | Director | Nov 24 | Option Exercise | 14.17 | 4,000 | 56,680 | 47,795 | Nov 25 12:44 PM | | GRAY ANN MAYNARD | Director | Nov 24 | Sale | 16.40 | 4,000 | 65,600 | 43,795 | Nov 25 12:44 PM | | Reinsch E. James | Director | Nov 17 | Buy | 16.16 | 5,000 | 80,792 | 10,000 | Nov 18 04:20 PM | | Reinsch E. James | Director | Nov 02 | Buy | 15.73 | 5,000 | 78,651 | 9,467 | Nov 04 03:23 PM | | ROGERS JAMES E | Chairman, President & CEO | Sep 30 | Option Exercise | 15.74 | 25,862 | 407,068 | 1,215,361 | Oct 02 04:27 PM | | Jamil Dhiaa M. | Grp Exec & Chf Generation Ofcr | Aug 14 | Option Exercise | 14.17 | 2,100 | 29,757 | 57,933 | Aug 18 11:18 AM | | Jamil Dhiaa M. | Grp Exec & Chf Generation Ofcr | Aug 14 | Sale | 15.29 | 2,100 | 32,115 | 55,833 | Aug 18 11:18 AM | | MANLY MARC E | Group Executive & CLO | Aug 07 | Sale | 15.50 | 6,000 | 93,000 | 50,244 | Aug 10 02:45 PM | | MANLY MARC E | Group Executive & CLO | Aug 06 | Sale | 15.42 | 6,379 | 98,364 | 56,244 | Aug 10 02:45 PM | | ROGERS JAMES E | Chairman, President & CEO | Jun 30 | Option Exercise | 14.32 | 25,862 | 370,344 | 1,200,478 | Jul 02 01:51 PM | | De May Stephen G | Sr. VP, Treasurer & Chief Risk | Jun 11 | Option Exercise | 0.00 | 12,800 | 0 | 29,538 | Jun 12 02:27 PM | | De May Stephen G | Sr. VP, Treasurer & Chief Risk | Jun 11 | Sale | 14.50 | 16,677 | 241,817 | 12,861 | Jun 12 02:27 PM | | HANCE JAMES H JR | Director | May 19 | Buy | 13.58 | 30,000 | 407,400 | 75,444 | May 20 03:17 PM | | GRAY ANN MAYNARD | Director | May 13 | Option Exercise | 0.00 | 180 | 0 | 43,795 | May 14 02:06 PM | | RHODES JAMES T | Director | May 13 | Option Exercise | 0.00 | 180 | 0 | 29,668 | May 14 02:03 PM | | RHODES JAMES T | Director | May 12 | Option Exercise | 0.00 | 108 | 0 | 29,488 | May 14 02:03 PM | | BERNHARDT GEORGE ALEXANDER SR | Director | May 12 | Option Exercise | 0.00 | 108 | 0 | 10,682 | May 14 02:03 PM | | GRAY ANN MAYNARD | Director | May 12 | Option Exercise | 0.00 | 108 | 0 | 43,615 | May 14 02:06 PM | | MANLY MARC E | Group Executive & CLO | Apr 04 | Option Exercise | 0.00 | 3,242 | 0 | 64,001 | Apr 07 06:31 PM | | Jamil Dhiaa M. | Grp Exec & Chief Nuclear Offic | Apr 04 | Option Exercise | 0.00 | 654 | 0 | 56,046 | Apr 07 06:29 PM | | HAUSER DAVID L | Grp Exec & CFO | Apr 04 | Option Exercise | 0.00 | 4,762 | 0 | 201,898 | Apr 07 06:26 PM | | GOOD LYNN J | Grp Exec & Pres Comm Bus | Apr 04 | Option Exercise | 0.00 | 1,226 | 0 | 62,134 | Apr 07 06:24 PM | | De May Stephen G | Sr. VP, Treasurer & Chief Risk | Apr 04 | Option Exercise | 0.00 | 610 | 0 | 16,936 | Apr 07 06:23 PM | | YOUNG STEVEN K | Sr. VP & Controller | Apr 04 | Option Exercise | 0.00 | 1,006 | 0 | 37,156 | Apr 07 06:37 PM | | TURNER JAMES L | Group Exec; Pres & COO FE&G | Apr 04 | Option Exercise | 0.00 | 3,436 | 0 | 118,813 | Apr 07 06:36 PM | | ROGERS JAMES E | Chairman, President & CEO | Apr 03 | Option Exercise | 0.00 | 258,180 | 0 | 1,105,543 | Apr 07 06:33 PM | | Rolfe Christopher C | Grp Exec & Chief Admin Officer | Apr 01 | Option Exercise | 14.26 | 36,000 | 513,360 | 103,093 | Apr 02 04:57 PM | | ROGERS JAMES E | Chairman, President & CEO | Mar 31 | Option Exercise | 14.32 | 25,862 | 370,344 | 858,342 | Apr 02 04:56 PM | | TURNER JAMES L | Group Exec; Pres & COO FE&G | Mar 02 | Option Exercise | 12.92 | 10,090 | 130,363 | 119,661 | Mar 04 05:45 PM | | YOUNG STEVEN K | Sr. VP & Controller | Mar 02 | Option Exercise | 12.92 | 2,606 | 33,670 | 36,996 | Mar 04 05:45 PM | | Rolfe Christopher C | Grp Exec & Chief Admin Officer | Mar 02 | Option Exercise | 12.92 | 5,530 | 71,448 | 68,888 | Mar 04 05:44 PM | | Jamil Dhiaa M. | Grp Exec & Chief Nuclear Offic | Mar 02 | Option Exercise | 12.92 | 2,100 | 27,132 | 56,074 | Mar 04 05:43 PM | | MANLY MARC E | Group Executive & CLO | Mar 02 | Option Exercise | 12.92 | 9,510 | 122,869 | 64,796 | Mar 04 05:43 PM | | GOOD LYNN J | Grp Exec & Pres Comm Bus | Mar 02 | Option Exercise | 12.92 | 3,437 | 44,406 | 62,024 | Mar 04 05:42 PM | | HAUSER DAVID L | Grp Exec & CFO | Mar 02 | Option Exercise | 12.92 | 12,346 | 159,510 | 202,377 | Mar 04 05:42 PM | | De May Stephen G | Sr. VP, Treasurer & Chief Risk | Mar 02 | Option Exercise | 12.92 | 1,583 | 20,452 | 16,840 | Mar 04 05:41 PM | | YOUNG STEVEN K | Sr. VP & Controller | Feb 27 | Option Exercise | 13.47 | 820 | 11,045 | 34,657 | Mar 03 05:36 PM | | Jamil Dhiaa M. | Grp Exec & Chief Nuclear Offic | Feb 27 | Option Exercise | 13.47 | 618 | 8,324 | 54,175 | Mar 03 05:35 PM | | RHODES JAMES T | Director | Feb 27 | Option Exercise | 13.47 | 364 | 4,903 | 29,380 | Mar 03 05:35 PM | | Rolfe Christopher C | Grp Exec & Chief Admin Officer | Feb 27 | Option Exercise | 13.47 | 2,334 | 31,439 | 64,116 | Mar 03 05:35 PM | | GRAY ANN MAYNARD | Director | Feb 27 | Option Exercise | 13.47 | 364 | 4,903 | 36,460 | Mar 03 05:33 PM | | HAUSER DAVID L | Grp Exec & CFO | Feb 27 | Option Exercise | 13.47 | 4,742 | 63,875 | 192,044 | Mar 03 05:34 PM | | De May Stephen G | Sr. VP, Treasurer & Chief Risk | Feb 27 | Option Exercise | 13.47 | 666 | 8,971 | 15,474 | Mar 03 05:33 PM | | Rolfe Christopher C | Grp Exec & Chief Admin Officer | Feb 24 | Option Exercise | 14.31 | 2,854 | 40,841 | 63,902 | Feb 26 02:21 PM | | RHODES JAMES T | Director | Feb 24 | Option Exercise | 14.31 | 300 | 4,293 | 29,016 | Feb 26 02:20 PM | | GRAY ANN MAYNARD | Director | Feb 24 | Option Exercise | 14.31 | 300 | 4,293 | 36,096 | Feb 26 02:20 PM | | TURNER JAMES L | Group Exec; Pres & COO FE&G | Feb 19 | Option Exercise | 14.50 | 21,801 | 316,115 | 92,743 | Feb 23 05:43 PM | | YOUNG STEVEN K | Sr. VP & Controller | Feb 19 | Option Exercise | 14.50 | 6,387 | 92,612 | 30,012 | Feb 23 05:44 PM | | Rolfe Christopher C | Grp Exec & Chief Admin Officer | Feb 19 | Option Exercise | 14.50 | 12,918 | 187,311 | 65,265 | Feb 23 05:39 PM | | HAUSER DAVID L | Grp Exec & CFO | Feb 19 | Option Exercise | 14.50 | 30,219 | 438,176 | 172,558 | Feb 23 05:38 PM | | Jamil Dhiaa M. | Grp Exec & Chief Nuclear Offic | Feb 19 | Option Exercise | 14.50 | 4,154 | 60,233 | 42,101 | Feb 23 05:38 PM | | MANLY MARC E | Group Executive & CLO | Feb 19 | Option Exercise | 14.50 | 20,575 | 298,338 | 40,125 | Feb 23 05:39 PM | | GOOD LYNN J | Grp Exec & Pres Comm Bus | Feb 19 | Option Exercise | 14.50 | 7,784 | 112,868 | 42,188 | Feb 23 05:37 PM | | De May Stephen G | Sr. VP, Treasurer & Chief Risk | Feb 19 | Option Exercise | 14.50 | 3,875 | 56,188 | 11,976 | Feb 23 05:37 PM | | ROGERS JAMES E | Chairman, President & CEO | Jan 30 | Option Exercise | 15.15 | 11,701 | 177,270 | 844,181 | Feb 03 05:37 PM | | YOUNG STEVEN K | Sr. VP & Controller | Jan 30 | Option Exercise | 15.15 | 1,811 | 27,437 | 25,436 | Feb 03 04:30 PM | | GOOD LYNN J | Grp Exec & Pres Comm Bus | Jan 30 | Option Exercise | 15.15 | 998 | 15,120 | 35,003 | Feb 03 04:40 PM | | HAUSER DAVID L | Grp Exec & CFO | Jan 30 | Option Exercise | 15.15 | 127,002 | 1,924,080 | 151,590 | Feb 03 05:49 PM | | TURNER JAMES L | Group Exec; Pres & COO FE&G | Jan 30 | Option Exercise | 15.15 | 10,412 | 157,742 | 70,942 | Feb 03 05:09 PM | | Jamil Dhiaa M. | Grp Exec & Chief Nuclear Offic | Jan 30 | Option Exercise | 15.15 | 2,167 | 32,830 | 37,947 | Feb 03 06:00 PM | | HAUSER DAVID L | Grp Exec & CFO | Jan 30 | Sale | 15.15 | 9,251 | 140,153 | 142,339 | Feb 03 05:49 PM | | GOOD LYNN J | Grp Exec & Pres Comm Bus | Jan 30 | Sale | 15.15 | 998 | 15,120 | 34,005 | Feb 03 04:40 PM | | YOUNG STEVEN K | Sr. VP & Controller | Jan 30 | Sale | 15.15 | 1,811 | 27,437 | 23,625 | Feb 03 04:30 PM | | ROGERS JAMES E | Chairman, President & CEO | Jan 30 | Sale | 15.15 | 11,701 | 177,270 | 832,480 | Feb 03 05:37 PM | | SCHAPIRO MARY L | Director | Jan 15 | Option Exercise | 14.86 | 17,768 | 264,032 | 34,823 | Jan 20 04:51 PM |
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