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| Ticker |
Owner |
Relationship |
Date |
Transaction |
Cost  |
#Shares |
Value ($) |
#Shares Total |
SEC Form 4 |
| KOD | BAKER BROS. ADVISORS LP | Director | Sep 03 | Buy | 47.97 | 123,883 | 5,942,904 | 10,905,982 | Sep 08 05:58 PM | | KOD | BAKER BROS. ADVISORS LP | Director | Sep 08 | Buy | 47.34 | 116,295 | 5,505,934 | 11,090,409 | Sep 08 05:58 PM | | BW | B. Riley Financial, Inc. | Director | Sep 04 | Buy | 2.45 | 2,040,816 | 4,999,999 | 4,044,702 | Sep 08 08:50 AM | | KRTX | HEALY JAMES | Director | Sep 04 | Buy | 71.73 | 61,778 | 4,431,116 | 1,947,380 | Sep 09 05:04 PM | | KOD | BAKER BROS. ADVISORS LP | Director | Sep 04 | Buy | 46.73 | 82,801 | 3,869,473 | 10,982,772 | Sep 08 05:58 PM | | CAR | SRS Investment Management, LLC | Director | Sep 09 | Buy | 34.29 | 109,715 | 3,761,753 | 17,879,094 | Sep 11 08:22 PM | | IGMS | Redmile Group, LLC | Director | Sep 04 | Buy | 50.28 | 74,433 | 3,742,186 | 3,355,438 | Sep 09 07:41 PM | | CAR | SRS Investment Management, LLC | Director | Sep 11 | Buy | 33.36 | 101,665 | 3,391,787 | 18,048,628 | Sep 11 08:22 PM | | IGMS | Redmile Group, LLC | Director | Sep 08 | Buy | 49.91 | 47,113 | 2,351,504 | 3,402,551 | Sep 09 07:41 PM | | CAR | SRS Investment Management, LLC | Director | Sep 10 | Buy | 34.49 | 67,869 | 2,340,496 | 17,946,963 | Sep 11 08:22 PM | | ODT | Boxer Capital, LLC | Director | Sep 04 | Buy | 14.89 | 125,100 | 1,862,739 | 4,891,986 | Sep 09 05:59 PM | | ODT | Davis Aaron I. | Director | Sep 04 | Buy | 14.89 | 125,100 | 1,862,739 | 4,891,986 | Sep 09 05:59 PM | | ODT | Boxer Capital, LLC | Director | Sep 09 | Buy | 15.20 | 81,100 | 1,232,720 | 4,991,886 | Sep 09 05:59 PM | | ODT | Davis Aaron I. | Director | Sep 09 | Buy | 15.20 | 81,100 | 1,232,720 | 4,991,886 | Sep 09 05:59 PM | | IGMS | Redmile Group, LLC | Director | Sep 09 | Buy | 52.55 | 23,260 | 1,222,335 | 3,425,811 | Sep 09 07:41 PM | | BRY | Benefit Street Partners LLC | Director | Sep 10 | Buy | 3.82 | 300,000 | 1,146,180 | 12,614,823 | Sep 11 04:05 PM | | GBDC | Golub David | Chief Executive Officer | Sep 09 | Buy | 12.98 | 84,600 | 1,098,108 | 1,691,190 | Sep 11 04:11 PM | | GBDC | Golub Lawrence E | Chairman | Sep 09 | Buy | 12.98 | 84,600 | 1,098,108 | 1,691,190 | Sep 11 04:11 PM | | PBF | Control Empresarial de Capital | Add'l Rep. Persons-see Ex.99-1 | Sep 09 | Buy | 7.26 | 150,000 | 1,089,525 | 23,665,278 | Sep 11 06:34 PM | | SUM | Noonan Anne P | President & CEO | Sep 04 | Buy | 15.24 | 66,000 | 1,005,840 | 66,000 | Sep 08 04:05 PM | | GBDC | Golub Lawrence E | Chairman | Sep 04 | Buy | 12.82 | 75,222 | 964,166 | 1,575,032 | Sep 09 04:39 PM | | GBDC | Golub David | Chief Executive Officer | Sep 04 | Buy | 12.82 | 75,222 | 964,166 | 1,575,032 | Sep 09 04:56 PM | | PEB | BORTZ JON E | Chairman, President and CEO | Sep 10 | Buy | 21.00 | 34,576 | 726,172 | 44,916 | Sep 11 04:11 PM | | BRY | Benefit Street Partners LLC | Director | Sep 09 | Buy | 3.96 | 175,000 | 693,035 | 12,314,823 | Sep 11 04:05 PM | | OEC | Painter Corning F. | Chief Executive Officer | Sep 04 | Buy | 12.70 | 50,000 | 635,000 | 372,977 | Sep 09 04:32 PM | | ITCI | Alafi Christopher D | Director | Sep 11 | Buy | 28.08 | 21,000 | 589,680 | 4,694,270 | Sep 11 04:15 PM | | KDP | Goudet Olivier | Director | Sep 08 | Buy | 29.06 | 20,000 | 581,214 | 60,000 | Sep 09 04:19 PM | | GBDC | Golub David | Chief Executive Officer | Sep 10 | Buy | 13.07 | 43,700 | 571,190 | 1,734,890 | Sep 11 04:11 PM | | GBDC | Golub Lawrence E | Chairman | Sep 10 | Buy | 13.07 | 43,700 | 571,190 | 1,734,890 | Sep 11 04:11 PM | | PEB | BORTZ JON E | Chairman, President and CEO | Sep 09 | Buy | 20.69 | 25,000 | 517,282 | 24,000 | Sep 11 04:11 PM | | LJPC | TANG KEVIN C | Director | Sep 09 | Buy | 4.03 | 126,665 | 509,940 | 9,405,490 | Sep 09 06:55 PM | | PRTY | MATTHEWS NORMAN S | Director | Sep 03 | Buy | 2.65 | 188,500 | 499,525 | 899,794 | Sep 08 06:01 PM | | PSA | HAVNER RONALD L JR | Director | Sep 08 | Buy | 214.85 | 1,900 | 408,215 | 1,900 | Sep 10 05:12 PM | | GBDC | Golub David | Chief Executive Officer | Sep 08 | Buy | 12.87 | 31,558 | 406,158 | 1,606,590 | Sep 09 04:56 PM | | GBDC | Golub Lawrence E | Chairman | Sep 08 | Buy | 12.87 | 31,558 | 406,158 | 1,606,590 | Sep 09 04:39 PM | | PBF | Control Empresarial de Capital | Add'l Rep. Persons-see Ex.99-1 | Sep 10 | Buy | 6.92 | 54,905 | 379,998 | 23,720,183 | Sep 11 06:34 PM | | VST | HELM SCOTT B | Director | Sep 08 | Buy | 18.19 | 20,000 | 363,760 | 190,377 | Sep 10 08:15 PM | | AMG | Jeffery Reuben III | Director | Sep 04 | Buy | 70.16 | 5,000 | 350,800 | 15,000 | Sep 08 08:01 AM | | CLDT | FISHER JEFFREY H | Chairman, President and CEO | Sep 10 | Buy | 7.62 | 45,000 | 342,900 | 130,000 | Sep 10 05:43 PM | | KRTX | HEALY JAMES | Director | Sep 09 | Buy | 73.75 | 4,557 | 336,079 | 1,952,441 | Sep 11 10:22 AM | | LJPC | TANG KEVIN C | Director | Sep 08 | Buy | 3.90 | 84,152 | 328,529 | 9,278,825 | Sep 09 06:55 PM | | PFS | MARTIN CHRISTOPHER P | Chairman and CEO | Sep 10 | Buy | 12.78 | 25,000 | 319,438 | 402,973 | Sep 11 04:12 PM | | CLDT | FISHER JEFFREY H | Chairman, President and CEO | Sep 04 | Buy | 7.81 | 40,000 | 312,400 | 85,000 | Sep 08 10:05 AM | | PER | Montare Resources I, LLC | Member of 10% Group | Sep 09 | Buy | 0.39 | 742,700 | 291,955 | 1,092,602 | Sep 10 07:12 PM | | ODT | Davis Aaron I. | Director | Sep 08 | Buy | 14.69 | 18,800 | 276,172 | 4,910,786 | Sep 09 05:59 PM | | ODT | Boxer Capital, LLC | Director | Sep 08 | Buy | 14.69 | 18,800 | 276,172 | 4,910,786 | Sep 09 05:59 PM | | WLL | McCarthy Kevin S | Director | Sep 09 | Buy | 20.96 | 12,500 | 261,974 | 12,500 | Sep 09 04:19 PM | | LJPC | TANG KEVIN C | Director | Sep 04 | Buy | 3.82 | 67,552 | 258,359 | 9,194,673 | Sep 09 06:55 PM | | OFG | FERNANDEZ JOSE RAFAEL | President & CEO | Sep 11 | Buy | 12.87 | 20,000 | 257,494 | 37,152 | Sep 11 08:03 PM | | GEF | Rosgaard Ole G | SVP, Pres Global Ind Pkg & Svc | Sep 04 | Buy | 36.97 | 6,750 | 249,548 | 32,245 | Sep 08 12:40 PM | | ABTX | Riojas E. Raimundo | Director | Sep 09 | Buy | 24.99 | 9,454 | 236,278 | 214,840 | Sep 10 06:01 PM | | STXB | BEALL ROBERT S | Director | Sep 10 | Buy | 11.75 | 20,000 | 235,000 | 163,106 | Sep 11 12:48 PM | | OFC | PICKETT C TAYLOR | Director | Sep 11 | Buy | 23.20 | 10,000 | 231,954 | 36,986 | Sep 14 09:11 AM | | ATNX | WU JINN | Director | Sep 10 | Buy | 11.15 | 20,000 | 223,000 | 391,208 | Sep 11 04:16 PM | | CERC | ARMISTICE CAPITAL, LLC | Director | Sep 04 | Buy | 2.20 | 100,000 | 220,000 | 30,014,285 | Sep 09 06:57 PM | | ABTX | Riojas E. Raimundo | Director | Sep 10 | Buy | 24.87 | 8,234 | 204,761 | 223,074 | Sep 10 06:01 PM | | HRB | Jones Jeffrey J II | President & CEO | Sep 03 | Buy | 15.04 | 13,150 | 197,763 | 338,152 | Sep 08 04:32 PM | | LMPX | TAWFIK SAMER | President and CEO | Sep 09 | Buy | 17.52 | 11,000 | 192,720 | 2,734,417 | Sep 11 04:24 PM | | HRB | Gerard Robert A | Director | Sep 03 | Buy | 15.17 | 12,000 | 181,990 | 21,000 | Sep 08 04:32 PM | | KRMD | Manko Joseph M. Jr. | Director | Sep 04 | Buy | 7.25 | 25,000 | 181,228 | 7,425,716 | Sep 08 07:56 AM | | FIX | MYERS FRANKLIN | Chairman of the Board | Sep 09 | Buy | 49.97 | 3,500 | 174,878 | 274,288 | Sep 10 02:31 PM | | EPD | TEAGUE AJ | Co-Chief Executive Officer | Sep 08 | Buy | 17.03 | 10,000 | 170,290 | 1,958,357 | Sep 08 04:43 PM | | FSP | MCGILLICUDDY DENNIS J | Director | Sep 09 | Buy | 4.59 | 36,800 | 168,912 | 2,663,184 | Sep 10 04:15 PM | | RCKY | Moore Robert Burton Jr. | Director | Sep 09 | Buy | 25.34 | 6,500 | 164,710 | 27,918 | Sep 10 11:03 AM | | XOMA | BVF PARTNERS L P/IL | Director | Sep 04 | Buy | 18.77 | 7,737 | 145,228 | 2,011,017 | Sep 10 08:10 AM | | UHT | Domb Michael Allan | Director | Sep 10 | Buy | 66.00 | 2,200 | 145,200 | 3,400 | Sep 10 03:08 PM | | GIGM | Huang Cheng-Ming | CEO | Sep 08 | Buy | 2.90 | 50,000 | 144,890 | 1,044,526 | Sep 10 06:03 AM | | HBT | BUSCH PATRICK F | EVP & CHIEF LENDING OFFICER | Sep 09 | Buy | 12.16 | 11,547 | 140,412 | 56,728 | Sep 10 04:08 PM | | FSP | MCGILLICUDDY DENNIS J | Director | Sep 08 | Buy | 4.43 | 30,900 | 136,887 | 2,626,384 | Sep 10 04:15 PM | | PER | Montare Resources I, LLC | Member of 10% Group | Sep 08 | Buy | 0.39 | 349,902 | 134,817 | 349,902 | Sep 10 07:12 PM | | LMB | McCann Michael M | Chief Operating Officer | Sep 09 | Buy | 7.39 | 17,992 | 132,871 | 29,718 | Sep 11 04:38 PM | | NSP | Mehl Randall | Director | Sep 04 | Buy | 64.00 | 2,000 | 128,000 | 8,786 | Sep 09 05:15 PM | | VAPO | Prescott General Partners LLC | Member of Section 13(d) Group | Sep 04 | Buy | 25.25 | 5,012 | 126,549 | 1,695,268 | Sep 09 04:05 PM | | BRY | Benefit Street Partners LLC | Director | Sep 04 | Buy | 4.00 | 31,000 | 123,873 | 12,139,823 | Sep 11 04:05 PM | | HBT | DRAKE FRED L | CHAIRMAN AND CEO | Sep 09 | Buy | 12.21 | 10,000 | 122,054 | 60,000 | Sep 11 04:16 PM | | HBT | DRAKE FRED L | CHAIRMAN AND CEO | Sep 10 | Buy | 12.10 | 10,000 | 121,002 | 70,000 | Sep 11 04:16 PM | | FUND | GEORGE W WHITNEY | Senior Portfolio Manager | Sep 10 | Buy | 6.20 | 19,072 | 118,246 | 2,268,935 | Sep 10 05:40 PM | | SRE | Walker Cynthia Lynn | Director | Sep 08 | Buy | 117.70 | 1,000 | 117,700 | 4,636 | Sep 08 04:53 PM | | ATNX | LAU JOHNSON YIU NAM | CEO and Chairman of the Board | Sep 10 | Buy | 11.22 | 10,000 | 112,200 | 3,139,959 | Sep 10 04:38 PM | | FTK | Nierenberg David | Director | Sep 09 | Buy | 2.43 | 45,400 | 110,322 | 2,819,501 | Sep 10 04:38 PM | | RCUS | Goeltz II Robert C. | Chief Financial Officer | Sep 09 | Buy | 21.57 | 5,000 | 107,849 | 5,000 | Sep 09 04:53 PM | | BDGE | Rubin Daniel | Director | Sep 04 | Buy | 20.68 | 4,971 | 102,775 | 31,309 | Sep 09 11:01 AM | | AMG | Atkinson Tracy A | Director | Sep 09 | Buy | 68.46 | 1,469 | 100,568 | 1,469 | Sep 10 08:06 AM | | CWH | LEMONIS MARCUS | CHIEF EXECUTIVE OFFICER | Sep 04 | Buy | 29.57 | 3,395 | 100,381 | 544,221 | Sep 08 07:45 AM | | FLXS | Creekmuir William S. | Director | Sep 09 | Buy | 17.88 | 5,595 | 100,039 | 12,964 | Sep 10 09:42 AM | | BW | Salamone Louis Jr | Chief Financial Officer | Sep 04 | Buy | 2.50 | 40,000 | 100,000 | 88,842 | Sep 08 04:15 PM |
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