Broadridge Financial Solutions, Inc. provides investor communications and technology-driven solutions for the financial services industry worldwide. The company's Investor Communication Solutions segment processes and distributes proxy materials to investors in equity securities and mutual funds, as well as facilitates related vote processing services; and offers ProxyEdge, an electronic proxy delivery and voting solution. It also distributes regulatory reports and corporate action/reorganization event information, as well as tax reporting solutions; and provides end-to-end platform for content management, composition, and multi-channel distribution of regulatory, marketing, and transactional information, as well as mutual fund trade processing services. In addition, this segment offers financial reporting document composition and management solutions; SEC disclosure and filing services; registrar, stock transfer, and record-keeping services; customer communication solutions; cloud-based marketing and customer communication tools; customer and account data aggregation and reporting services, as well as creates sales and educational content, including seminars and a library of financial planning topics; and mutual fund trade processing services. The company's Global Technology and Operations segment offers desktop productivity tools, data aggregation, performance reporting, portfolio management, order capture and execution, trade confirmation, margin, cash management, clearance and settlement, asset servicing, reference data management, reconciliations, securities financing and collateral optimization, compliance and regulatory reporting, and accounting. It also provides capital market, wealth management, asset management, and international securities processing solutions; managed services; and customizable advisor Websites, search engine marketing, and electronic and print newsletters. The company was founded in 1962 and is headquartered in Lake Success, New York. |
Insider Trading |
Relationship |
Date |
Transaction |
Cost |
#Shares |
Value ($) |
#Shares Total |
SEC Form 4 |
Reese Edmund | Corporate VP and CFO | Feb 28 | Option Exercise | 0.00 | 2,672 | 0 | 3,146 | Mar 01 02:14 PM | AMSTERDAM ADAM D | Corporate Vice President | Feb 18 | Option Exercise | 93.93 | 19,916 | 1,870,739 | 35,916 | Feb 19 10:24 AM | AMSTERDAM ADAM D | Corporate Vice President | Feb 18 | Sale | 148.49 | 20,936 | 3,108,858 | 14,980 | Feb 19 10:24 AM | BRUN LESLIE A | Director | Feb 12 | Option Exercise | 22.90 | 7,869 | 180,200 | 44,920 | Feb 12 04:45 PM | BRUN LESLIE A | Director | Feb 12 | Sale | 147.52 | 4,550 | 671,227 | 40,370 | Feb 12 04:45 PM | Duelks Robert N | Director | Feb 11 | Option Exercise | 22.90 | 7,869 | 180,200 | 34,266 | Feb 11 02:52 PM | Duelks Robert N | Director | Feb 11 | Sale | 144.83 | 3,699 | 535,728 | 30,567 | Feb 11 02:52 PM | WEBER ALAN J | Director | Feb 04 | Option Exercise | 22.90 | 7,869 | 180,200 | 73,678 | Feb 04 03:14 PM | Reese Edmund | Corporate VP and CFO | Jan 31 | Option Exercise | 0.00 | 1,081 | 0 | 1,081 | Feb 02 11:09 AM | PERRY CHRISTOPHER JOHN | President | Dec 18 | Option Exercise | 50.95 | 29,821 | 1,519,380 | 80,260 | Dec 18 04:03 PM | PERRY CHRISTOPHER JOHN | President | Dec 18 | Sale | 152.12 | 24,790 | 3,771,104 | 55,470 | Dec 18 04:03 PM | PERRY CHRISTOPHER JOHN | President | Nov 09 | Option Exercise | 50.95 | 26,901 | 1,370,606 | 72,787 | Nov 10 12:25 PM | PERRY CHRISTOPHER JOHN | President | Nov 09 | Sale | 151.57 | 22,348 | 3,387,265 | 50,439 | Nov 10 12:25 PM | PERNA THOMAS J | Director | Nov 05 | Option Exercise | 26.01 | 40,766 | 1,060,505 | 69,512 | Nov 06 10:21 AM | PERNA THOMAS J | Director | Nov 05 | Sale | 145.63 | 20,706 | 3,015,512 | 48,806 | Nov 06 10:21 AM | SCHIFELLITE ROBERT | Corporate SVP | Nov 03 | Sale | 143.25 | 7,000 | 1,002,715 | 49,158 | Nov 04 08:43 AM | DESCHUTTER DOUGLAS RICHARD | Corporate Vice President | Nov 02 | Option Exercise | 36.97 | 33,222 | 1,228,217 | 63,826 | Nov 02 03:16 PM | DESCHUTTER DOUGLAS RICHARD | Corporate Vice President | Nov 02 | Sale | 139.81 | 35,871 | 5,015,293 | 27,955 | Nov 02 03:16 PM | DALY RICHARD J | Executive Chairman | Sep 25 | Sale | 128.75 | 7,812 | 1,005,801 | 172,879 | Sep 28 11:11 AM | Gokey Timothy C | CEO | Sep 24 | Option Exercise | 22.27 | 115,738 | 2,577,485 | 201,329 | Sep 25 02:25 PM | DALY RICHARD J | Executive Chairman | Sep 24 | Sale | 127.88 | 8,446 | 1,080,100 | 180,691 | Sep 28 11:11 AM | Gokey Timothy C | CEO | Sep 24 | Sale | 127.76 | 91,238 | 11,656,959 | 110,091 | Sep 25 02:25 PM | DALY RICHARD J | Executive Chairman | Sep 21 | Sale | 129.82 | 7,979 | 1,035,862 | 189,137 | Sep 22 02:16 PM | DALY RICHARD J | Executive Chairman | Sep 17 | Option Exercise | 67.32 | 35,246 | 2,372,761 | 227,532 | Sep 18 10:31 AM | DALY RICHARD J | Executive Chairman | Sep 17 | Sale | 132.86 | 30,416 | 4,041,109 | 197,116 | Sep 18 10:31 AM | DALY RICHARD J | Executive Chairman | Sep 16 | Option Exercise | 54.08 | 54,060 | 2,923,692 | 246,835 | Sep 17 02:50 PM | DALY RICHARD J | Executive Chairman | Sep 16 | Sale | 136.36 | 54,549 | 7,438,066 | 192,286 | Sep 17 02:50 PM | DALY RICHARD J | Executive Chairman | Sep 15 | Sale | 135.98 | 60,494 | 8,225,787 | 192,775 | Sep 17 02:50 PM | SCHIFELLITE ROBERT | Corporate SVP | Sep 02 | Option Exercise | 36.97 | 18,759 | 693,520 | 71,399 | Sep 02 03:03 PM | SCHIFELLITE ROBERT | Corporate SVP | Sep 02 | Sale | 140.72 | 15,241 | 2,144,700 | 56,158 | Sep 02 03:03 PM | Gokey Timothy C | CEO | Aug 17 | Option Exercise | 24.25 | 61,997 | 1,503,427 | 147,035 | Aug 18 03:46 PM | AMSTERDAM ADAM D | Corporate Vice President | Aug 17 | Option Exercise | 75.28 | 21,305 | 1,603,942 | 43,062 | Aug 18 02:48 PM | AMSTERDAM ADAM D | Corporate Vice President | Aug 17 | Sale | 138.37 | 27,062 | 3,744,607 | 16,000 | Aug 18 02:48 PM | Gokey Timothy C | CEO | Aug 17 | Sale | 138.87 | 61,444 | 8,532,902 | 85,591 | Aug 18 03:46 PM | Carey Thomas P | Corporate VP | Aug 13 | Option Exercise | 36.97 | 11,125 | 411,291 | 14,935 | Aug 13 05:16 PM | DESCHUTTER DOUGLAS RICHARD | Corporate Vice President | Aug 13 | Option Exercise | 22.47 | 28,618 | 643,063 | 53,121 | Aug 13 05:17 PM | Young James M | Corporate SVP and CFO | Aug 13 | Option Exercise | 95.40 | 29,944 | 2,856,528 | 59,305 | Aug 17 02:42 PM | Young James M | Corporate SVP and CFO | Aug 13 | Sale | 138.91 | 42,707 | 5,932,429 | 16,598 | Aug 17 02:42 PM | Carey Thomas P | Corporate VP | Aug 13 | Sale | 138.57 | 8,974 | 1,243,506 | 5,961 | Aug 13 05:16 PM | DESCHUTTER DOUGLAS RICHARD | Corporate Vice President | Aug 13 | Sale | 139.14 | 22,517 | 3,132,957 | 30,604 | Aug 13 05:17 PM | Taylor Julie R. | Corporate VP and CHRO | Jul 06 | Option Exercise | 98.31 | 3,415 | 335,729 | 14,256 | Jul 07 04:12 PM | Taylor Julie R. | Corporate VP and CHRO | Jul 06 | Sale | 130.00 | 3,203 | 416,390 | 11,053 | Jul 07 04:12 PM | Taylor Julie R. | Corporate VP and CHRO | Jun 05 | Option Exercise | 74.91 | 10,899 | 816,483 | 20,623 | Jun 08 12:37 PM | SCHIFELLITE ROBERT | Corporate SVP | Jun 05 | Option Exercise | 36.97 | 20,000 | 739,400 | 72,445 | Jun 08 01:22 PM | Taylor Julie R. | Corporate VP and CHRO | Jun 05 | Sale | 125.77 | 9,782 | 1,230,241 | 10,841 | Jun 08 12:37 PM | SCHIFELLITE ROBERT | Corporate SVP | Jun 05 | Sale | 126.64 | 26,000 | 3,292,762 | 46,445 | Jun 08 01:22 PM | Mayadas Vijay | Corporate Vice President | Jun 04 | Option Exercise | 26.00 | 13,706 | 356,356 | 31,480 | Jun 04 04:20 PM | Mayadas Vijay | Corporate Vice President | Jun 04 | Sale | 123.31 | 11,180 | 1,378,574 | 20,300 | Jun 04 04:20 PM | Taylor Julie R. | Corporate VP and CHRO | Jun 03 | Option Exercise | 67.32 | 12,148 | 817,803 | 20,457 | Jun 04 12:27 PM | Taylor Julie R. | Corporate VP and CHRO | Jun 03 | Sale | 124.06 | 10,733 | 1,331,564 | 9,724 | Jun 04 12:27 PM | Mayadas Vijay | Corporate Vice President | Jun 01 | Option Exercise | 26.00 | 13,706 | 356,356 | 28,965 | Jun 02 12:00 PM | DESCHUTTER DOUGLAS RICHARD | Corporate Vice President | Jun 01 | Option Exercise | 24.25 | 17,000 | 412,250 | 35,980 | Jun 02 12:08 PM | Mayadas Vijay | Corporate Vice President | Jun 01 | Sale | 121.28 | 11,191 | 1,357,266 | 17,774 | Jun 02 12:00 PM | DESCHUTTER DOUGLAS RICHARD | Corporate Vice President | Jun 01 | Sale | 122.24 | 13,530 | 1,653,873 | 22,450 | Jun 02 12:08 PM | KALENKA ROBERT F | Corporate Vice President | May 20 | Option Exercise | 51.95 | 10,736 | 557,735 | 37,607 | May 20 03:32 PM | KALENKA ROBERT F | Corporate Vice President | May 20 | Sale | 121.70 | 13,170 | 1,602,800 | 24,437 | May 20 03:32 PM | Matlin Laura | VP, Deputy GC and CGO | May 20 | Sale | 122.16 | 862 | 105,302 | 7,216 | May 20 02:52 PM | Matlin Laura | VP, Deputy GC and CGO | May 19 | Option Exercise | 51.75 | 9,036 | 467,614 | 15,745 | May 19 02:50 PM | Taylor Julie R. | Corporate VP and CHRO | May 19 | Sale | 120.22 | 3,443 | 413,909 | 8,309 | May 20 02:46 PM | Matlin Laura | VP, Deputy GC and CGO | May 19 | Sale | 119.91 | 7,667 | 919,325 | 8,078 | May 19 02:50 PM | Young James M | Corporate SVP and CFO | May 12 | Option Exercise | 56.72 | 96,018 | 5,446,368 | 118,635 | May 13 12:52 PM | SCHIFELLITE ROBERT | Corporate SVP | May 12 | Sale | 119.14 | 10,000 | 1,191,390 | 52,445 | May 12 01:50 PM | Young James M | Corporate SVP and CFO | May 12 | Sale | 119.46 | 98,336 | 11,746,874 | 20,299 | May 13 12:52 PM | Carey Thomas P | Corporate VP | Apr 06 | Option Exercise | 0.00 | 1,051 | 0 | 3,041 | Apr 07 03:05 PM | Carey Thomas P | Corporate VP | Apr 06 | Sale | 97.11 | 1,089 | 105,751 | 1,952 | Apr 07 03:05 PM | Duelks Robert N | Director | Mar 05 | Option Exercise | 21.94 | 15,100 | 331,294 | 33,196 | Mar 06 10:55 AM | Duelks Robert N | Director | Mar 05 | Sale | 101.00 | 7,658 | 773,458 | 25,538 | Mar 06 10:55 AM |
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