 |
| 12-Jun-13 | Initiated |
Barclays |
Equal Weight |
$81 |
|
| 23-May-13 | Initiated |
Maxim Group |
Buy |
$87 |
|
| 16-Sep-11 | Reiterated |
RBC Capital Mkts |
Sector Perform |
$64 → $52 |
|
| 22-Jul-11 | Reiterated |
RBC Capital Mkts |
Sector Perform |
$60 → $64 |
|
| 25-Apr-11 | Reiterated |
RBC Capital Mkts |
Sector Perform |
$56 → $60 |
|
| 25-Apr-11 | Reiterated |
Boenning & Scattergood |
Outperform |
$60 → $68 |
|
| 11-Nov-10 | Initiated |
Jefferies |
Hold |
$46 |
|
| 22-Oct-10 | Reiterated |
RBC Capital Mkts |
Sector Perform |
$44 → $49 |
|
| 23-Jul-10 | Reiterated |
RBC Capital Mkts |
Sector Perform |
$51 → $44 |
|
| 19-May-10 | Upgrade |
Boenning & Scattergood |
Neutral → Outperform |
$60 |
|
| 23-Apr-10 | Reiterated |
FBR Capital |
Mkt Perform |
$42 → $48 |
|
| 10-Feb-10 | Reiterated |
RBC Capital Mkts |
Sector Perform |
$45 → $41 |
|
| 03-Feb-10 | Upgrade |
JP Morgan |
Neutral → Overweight |
|
|
| 08-Jan-10 | Upgrade |
JMP Securities |
Mkt Perform → Mkt Outperform |
$54 |
|
| 26-Oct-09 | Reiterated |
FBR Capital |
Mkt Perform |
$36 → $39 |
|
| 23-Oct-09 | Upgrade |
Maxim Group |
Hold → Buy |
|
|
| 23-Oct-09 | Downgrade |
RBC Capital Mkts |
Outperform → Sector Perform |
$45 |
|
| 17-Sep-09 | Downgrade |
Maxim Group |
Buy → Hold |
|
|
| 27-Aug-09 | Reiterated |
RBC Capital Mkts |
Outperform |
$35 → $45 |
|
| 27-Aug-09 | Downgrade |
Boenning & Scattergood |
Outperform → Neutral |
|
|
|
 |
| 12-Jun-13 05:22AM | Coverage initiated on SVB Financial Group by Barclays Briefing.com |
| 03-Jun-13 11:00AM | Silicon Valley Bank Hires New Chief Information Officer PR Newswire |
| 23-May-13 03:12PM | [$$] Six Stocks Offer More Bank for the Buck at Barrons.com |
| 01:27AM | Coverage initiated on SVB Financial Group by Maxim Group Briefing.com |
| 17-May-13 01:04PM | SVB FINANCIAL GROUP Financials EDGAR Online Financials |
| 13-May-13 02:58PM | [$$] Five Banks Leaning Too Hard on Loan Yields at Barrons.com |
| 10-May-13 07:56AM | SVB FINANCIAL GROUP Files SEC form 10-Q, Quarterly Report EDGAR Online |
| 01-May-13 11:03PM | SVB FINANCIAL GROUP Files SEC form 8-K, Regulation FD Disclosure, Financial Statements and Exhibits EDGAR Online |
| 30-Apr-13 09:11AM | SVB FINANCIAL GROUP Files SEC form 8-K, Submission of Matters to a Vote of Security Holders EDGAR Online |
| 29-Apr-13 12:12PM | Which Banking Stocks Will See the Most Upside Once Interest Rates Go North? Wall Street Transcript |
| 26-Apr-13 04:30PM | Westamerica Stays Underperform Zacks |
| 03:40PM | SVB Financial Beats Earnings, Revs Zacks |
| 25-Apr-13 10:10PM | SVB Financial Group Management Discusses Q1 2013 Results - Earnings Call Transcript at Seeking Alpha |
| 05:17PM | InPlay: SVB Financial Group beats by $0.03 Briefing.com |
| 04:42PM | SVB Financial names Marc Cadieux chief credit officer at theflyonthewall.com |
| 04:23PM | InPlay: SVB Financial Group announces Marc Cadieux to assume Chief Credit Officer role Briefing.com |
| 04:22PM | SVB Financial Group Announces Availability Of Quarterly Financial Results PR Newswire |
| 04:16PM | SVB Financial Group Announces Appointment Of David Jones As Its President Of Asia; Marc Cadieux To Assume Chief Credit Officer Role PR Newswire |
| 03:54PM | ARI Announces Debt Refinancing and Commercial Banking Relationship with Silicon Valley Bank PR Newswire |
| 09:13AM | SVB FINANCIAL GROUP Files SEC form 8-K, Results of Operations and Financial Condition, Financial Statements and Exhib EDGAR Online |
| 09:05AM | SVB FINANCIAL GROUP Files SEC form 8-K, Change in Directors or Principal Officers, Financial Statements and Exhibits EDGAR Online |
| 07:07AM | Q1 2013 SVB Financial Group Earnings Release - After Market Close CCBN |
| 23-Apr-13 08:08AM | Bank of America's $70 Billion Green-Lending Bonanza at Motley Fool |
| 08:00AM | Looking For a Job? Try a Tech Startup PR Newswire |
| 19-Apr-13 01:46PM | SVB Financial: 9 Critical Numbers at Motley Fool |
| 18-Apr-13 04:45PM | SVB Financial Group Announces Date And Time Of Quarterly Earnings Call PR Newswire |
| 17-Apr-13 08:55AM | Westamerica Lags on Earnings & Revs Zacks |
| 16-Apr-13 08:00AM | Good News for Startups: Angel Investment Remains Stable PR Newswire |
| 15-Apr-13 06:30AM | Mattson Technology, Inc. Establishes a $25 Million Revolving Credit Facility Marketwired |
| 06:30AM | Mattson Technology, Inc. Establishes a $25 Million Revolving Credit Facility Marketwire |
| 14-Apr-13 02:12PM | The Secret Formula for Investing in These Stocks at Motley Fool |
| 05-Apr-13 10:09AM | Is a Bank the Best Investment in Silicon Valley? at Motley Fool |
| 02-Apr-13 12:23PM | Outlook for Growth Likely to Deteriorate for Asset Managers as the Year Progresses: an Expert Equity Analyst Discusses Seasonality in This Industry with The Wall Street Transcript Wall Street Transcript |
| 01-Apr-13 02:21PM | The First Quarter's 10 Best Bank Stocks at Motley Fool |
| 27-Mar-13 09:36AM | Integrys Energy Senior VP Sells More Than 23K Shares and 4 Insider Sales to Note at Wall St. Cheat Sheet |
| 26-Mar-13 11:00AM | Silicon Valley Bank Launches Mobile Banking App for Businesses PR Newswire |
| 25-Mar-13 04:40PM | SVB Financial Group Larger Than S&P 500 Component Cablevision Systems at Forbes |
| 19-Mar-13 01:56PM | Authenticity Key to Wooing Younger Wine Consumers, Price Says at Bloomberg |
| 18-Mar-13 11:19AM | Regional Banks May Be the Place to Hide from Cyprus Breakout |
| 11-Mar-13 12:13PM | 10 Bank Plays for the Manufacturing Recovery: KBW at TheStreet |
| 07-Mar-13 03:56PM | Western Banks are in Better Growth Markets: An Outlook on the Sector Provided by Aaron James Deer, Managing Director and Equity Research Analyst at Sandler O'Neill + Partners L.P. Wall Street Transcript |
| 05-Mar-13 01:04PM | SVB FINANCIAL GROUP Financials EDGAR Online Financials |
| 08:00AM | DecisionPoint Systems Secures Improved Terms Through New Line Of Credit Arrangement from Silicon Valley Bank PR Newswire |
| 04-Mar-13 11:38AM | SVB Financial Group (SIVB) Grew 20% to 30% in Recent Years and Continues Levered to Technology, Life Sciences, Venture Capital and Private Equity: an Expert Analyst Analyzes the Name and Says Profitability Should Soar if Interests Rates Mov Wall Street Transcript |
| 01-Mar-13 11:28AM | Rick Roby, President and CEO of Columbia Commercial Bancorp (CLBC), Interviews with The Wall Street Transcript Wall Street Transcript |
| 28-Feb-13 09:00AM | Ignyta Raises Additional $1M Through Capital Term Loan from Silicon Valley Bank Business Wire |
| 27-Feb-13 04:48PM | SVB FINANCIAL GROUP Files SEC form 10-K, Annual Report EDGAR Online |
| 20-Feb-13 06:01AM | SVB FINANCIAL GROUP Files SEC form 8-K, Regulation FD Disclosure, Financial Statements and Exhibits EDGAR Online |
| 19-Feb-13 04:03PM | SVB FINANCIAL GROUP Files SEC form 8-K, Change in Directors or Principal Officers EDGAR Online |
| 14-Feb-13 08:00AM | US Startups Struggle to Find Talent Needed to Grow PR Newswire |
| 28-Jan-13 12:25PM | Analyst Moves: AKS, SIVB at Forbes |
| 27-Jan-13 09:21AM | New Star Analyst Rankings for SVB Financial Group StarMine |
| 25-Jan-13 09:19AM | New Star Analyst Rankings for SVB Financial Group StarMine +5.77% |
| 07:58AM | SVB Financial Beats Ests, Revs Up Zacks |
| 01:02AM | SVB Financial Group's CEO Discusses 4Q2012 Results - Earnings Call Transcript at Seeking Alpha |
| 24-Jan-13 04:20PM | InPlay: SVB Financial Group beats by $0.25 Briefing.com |
| 04:11PM | SVB Financial Group Announces Availability Of Quarterly And Year-End Financial Results PR Newswire |
| 04:07PM | SVB FINANCIAL GROUP Files SEC form 8-K, Results of Operations and Financial Condition, Financial Statements and Exhib EDGAR Online |
| 07:07AM | Q4 2012 SVB Financial Group Earnings Release - After Market Close CCBN |
| 22-Jan-13 04:43PM | Potential Takeover Targets: Morgan Stanley Report at CNBC |
| 18-Jan-13 08:00AM | Startups Advise Obama: Focus on Taxes and Talent as Second Term Begins PR Newswire |
| 17-Jan-13 04:10PM | SVB Financial Group Announces Date And Time Of Quarterly Earnings Call PR Newswire |
| 15-Jan-13 12:05PM | Silicon Valley Bank Forecasts 4-8% Sales Growth in Wine for 2013 PR Newswire |
| 12:04PM | Oxford Finance and Silicon Valley Bank Provide $30 Million Senior Credit Facility to Halozyme Therapeutics PR Newswire |
| 13-Jan-13 09:04AM | 5 Under-The-Radar Stock Picks From Billionaire Ken Fisher at Seeking Alpha |
| 08-Jan-13 09:00AM | Silicon Valley Bank to Release Annual State of the Wine Industry Report PR Newswire |
| 31-Dec-12 08:00AM | CrowdOptic Announces Additional Funding From Silicon Valley Bank to Fuel Product and Market Expansion, Introduce New Apps for Social Media Sharing, Data Mining and Smart Glasses PR Newswire |
| 27-Dec-12 12:53PM | Providing Debt Capital for Venture Capitalized Companies: Manuel A. Henriquez, Co-Founder, Chairman and CEO of Hercules Technology Growth Capital (HTGC) Wall Street Transcript |
| 24-Dec-12 11:48AM | What Could Happen To The Banking Sector In 2013 at Investopedia |
| 21-Dec-12 04:43PM | SVB Financial Group Moves Up In Market Cap Rank, Passing E*trade Financial Corporation at Forbes |
| 17-Dec-12 12:31PM | Goldman Sachs and More Big Movers in Financial on December 17, 2012 at Investopedia |
| 13-Dec-12 02:16PM | Regency Centers Expected to Exceed Guidance and 4 Stock Analyses to Note at Wall St. Cheat Sheet |
| 09:33AM | Regency Centers Expected to Exceed Guidance and 4 Stock Analyses to Note at Wall St. Cheat Sheet |
| 04-Dec-12 03:02PM | Interview with Banking Analyst Specialist for Small- and Mid-Cap Banks in the West and Texas: Challenging Revenue Growth Environment for Smaller Banks Wall Street Transcript |
| 23-Nov-12 06:30AM | 3 Growing Bank Stocks for Black Friday TheStreet |
| 06:30AM | 3 Growing Bank Stocks for Black Friday at TheStreet |
| 20-Nov-12 02:42PM | Analyst Moves: SIVB, URBN at Forbes |
| 12:30PM | China Life Insurance Company Ltd Among Financial's Biggest Movers on November 20, 2012 at Investopedia |
| 14-Nov-12 01:04PM | SVB FINANCIAL GROUP Financials EDGAR Online Financials |
| 13-Nov-12 09:17AM | Bank of the Tech Stars: a Great Stock to Own at TheStreet |
| 08:23AM | Analyst Review on SVB Financial and Bank of Hawaii - Regional Pacific Banks Experience Positive Loan Growth in the Third Quarter Marketwire |
| 09-Nov-12 06:01AM | SVB FINANCIAL GROUP Files SEC form 10-Q, Quarterly Report EDGAR Online |
| 06-Nov-12 06:00AM | SVB FINANCIAL GROUP Files SEC form 8-K, Regulation FD Disclosure, Financial Statements and Exhibits EDGAR Online |
| 27-Oct-12 09:41AM | New Star Analyst Rankings for SVB Financial Group StarMine |
| 26-Oct-12 12:30PM | Aon Among Financial's Biggest Movers on October 26, 2012 at Investopedia -5.32% |
| 09:50AM | New Star Analyst Rankings for SVB Financial Group StarMine |
| 25-Oct-12 04:38PM | InPlay: SVB Financial Group beats by $0.07 Briefing.com |
| 04:18PM | SVB Financial Group Announces Availability Of Quarterly Financial Results PR Newswire |
| 04:14PM | SVB FINANCIAL GROUP Files SEC form 8-K, Results of Operations and Financial Condition, Financial Statements and Exhib EDGAR Online |
| 07:07AM | Q3 2012 SVB Financial Group Earnings Release - After Market Close CCBN |
| 18-Oct-12 04:00PM | SVB Financial Group Announces Date And Time Of Quarterly Earnings Call PR Newswire |
| 16-Oct-12 05:36PM | Wealth, Bribes and Lies: Ten Years Of Tracking China's Richest at Forbes |
| 03-Oct-12 12:45PM | SVB Financial Group Named Hospitality Sponsor for 4th Annual Innovation Catalyst Award Event Marketwire |
| 11:16AM | 5 Buyable Regional Banks at Motley Fool |
| 28-Sep-12 02:55PM | 3 Stocks Upgraded On September 24 To Consider at Seeking Alpha |
| 25-Sep-12 09:00AM | Angel Investment Groups Increase Early Stage Pre-Money Valuations, Cut Round Sizes in 2012 PR Newswire |
| 24-Sep-12 12:36PM | [$$] SVB Financial's Unique Growth Prospects at Barrons.com |
| 18-Sep-12 09:00AM | Silicon Valley Bank First To Deliver Integrated And Automated Payment Service For Small Businesses By MineralTree® PR Newswire |
| 12-Sep-12 01:41PM | Financial stocks on the move at MarketWatch |
| 01:41PM | Financial stocks on the move at MarketWatch |
|
 |
| SVB Financial Group, a diversified financial services company, provides various banking and financial products and services. It operates in three segments: Global Commercial Bank, SVB Private Bank, and SVB Capital. The company offers deposit products, such as traditional deposit and checking accounts, certificates of deposit, money market accounts, and sweep accounts, as well as lockbox and merchant services; and lending products and services, including traditional term loans, equipment loans, asset-based loans, revolving lines of credit, accounts-receivable-based lines of credit, capital call lines of credit, and credit cards. It also provides cash management products and services comprising wire transfer and automated clearing house payment services, collection services, disbursement services, electronic funds transfers, and online banking services. In addition, the company offers foreign exchange services; various loan and credit facilities; letters of credit, including export, import, and standby letters of credit; investment services and solutions; third party money market mutual funds and fixed-income securities; and investment advisory services, including outsourced treasury services. Further, it provides vineyard development loans and community development loans to clients in the wine industry; equity valuation services to private companies and venture capital/private equity firms; brokerage and asset management services; and non-banking products and services, such as funds management, venture capital, and private equity investment. Additionally, the company offers private banking services, including mortgages, home equity lines of credit, restricted stock purchase loans, capital call lines of credit, and other secured and unsecured lending services. It operates through 28 offices in the United States; and offices in China, India, Israel, and the United Kingdom. The company was founded in 1982 and is headquartered in Santa Clara, California. |
 |
| Insider Trading |
Relationship |
Date |
Transaction |
Cost |
#Shares |
Value ($) |
#Shares Total |
SEC Form 4 |
| KELLOGG HARRY W JR | Vice Chairman | Jun 03 | Option Exercise | 48.76 | 1,700 | 82,892 | 10,699 | Jun 04 06:18 PM | | KELLOGG HARRY W JR | Vice Chairman | Jun 03 | Sale | 77.61 | 1,700 | 131,937 | 8,999 | Jun 04 06:18 PM | | Robinson John F | Director | May 28 | Sale | 75.75 | 1,675 | 126,874 | 3,985 | May 30 07:18 PM | | Husain Kamran F | Chief Accounting Officer | May 15 | Option Exercise | 62.39 | 1,106 | 69,001 | 2,081 | May 16 08:02 PM | | Husain Kamran F | Chief Accounting Officer | May 15 | Sale | 73.81 | 1,178 | 86,950 | 903 | May 16 08:02 PM | | Descheneaux Michael | Chief Financial Officer | May 10 | Option Exercise | 51.49 | 2,900 | 149,324 | 9,392 | May 14 08:34 PM | | Descheneaux Michael | Chief Financial Officer | May 10 | Sale | 72.58 | 3,919 | 284,459 | 5,473 | May 14 08:34 PM | | Husain Kamran F | Chief Accounting Officer | May 09 | Option Exercise | 35.00 | 1,132 | 39,624 | 2,657 | May 13 07:54 PM | | Husain Kamran F | Chief Accounting Officer | May 09 | Sale | 72.39 | 1,682 | 121,768 | 975 | May 13 07:54 PM | | KELLOGG HARRY W JR | Vice Chairman | May 01 | Option Exercise | 48.76 | 1,700 | 82,892 | 10,699 | May 03 09:10 PM | | BECKER GREGORY W | President and CEO | May 01 | Option Exercise | 0.00 | 1,300 | 0 | 44,700 | May 03 09:12 PM | | China John | Head of Relationship Mgmt | May 01 | Option Exercise | 0.00 | 300 | 0 | 3,520 | May 03 09:14 PM | | Cox Philip C | Head EMEA India & President,UK | May 01 | Option Exercise | 0.00 | 408 | 0 | 757 | May 03 09:27 PM | | Descheneaux Michael | Chief Financial Officer | May 01 | Option Exercise | 0.00 | 775 | 0 | 6,749 | May 03 09:30 PM | | Edmonds-Waters Christopher | Head of Human Resources | May 01 | Option Exercise | 0.00 | 275 | 0 | 1,837 | May 03 09:32 PM | | Husain Kamran F | Chief Accounting Officer | May 01 | Option Exercise | 0.00 | 280 | 0 | 1,631 | May 03 09:35 PM | | Jones David A | Chief Credit Officer | May 01 | Option Exercise | 0.00 | 550 | 0 | 94,952 | May 03 09:37 PM | | VERISSIMO MARC J | Chief Strategy Officer | May 01 | Option Exercise | 0.00 | 375 | 0 | 15,908 | May 03 09:43 PM | | Wallace Bruce | Chief Operating Officer | May 01 | Option Exercise | 33.52 | 2,450 | 82,122 | 4,686 | May 03 09:45 PM | | Parsons Joan | Head of US Bankiing | May 01 | Option Exercise | 0.00 | 425 | 0 | 13,475 | May 03 09:49 PM | | KELLOGG HARRY W JR | Vice Chairman | May 01 | Sale | 70.52 | 1,700 | 119,884 | 8,999 | May 03 09:10 PM | | Wallace Bruce | Chief Operating Officer | May 01 | Sale | 69.74 | 1,865 | 130,066 | 3,661 | May 03 09:45 PM | | Wallace Bruce | Chief Operating Officer | Apr 30 | Option Exercise | 0.00 | 437 | 0 | 3,577 | May 02 09:19 PM | | Cox Philip C | Head EMEA India & President,UK | Apr 30 | Option Exercise | 0.00 | 225 | 0 | 462 | May 02 09:16 PM | | Parsons Joan | Head of US Bankiing | Apr 30 | Option Exercise | 0.00 | 500 | 0 | 13,213 | May 02 09:12 PM | | China John | Head of Relationship Mgmt | Apr 30 | Option Exercise | 0.00 | 250 | 0 | 3,314 | May 02 09:11 PM | | Wallace Bruce | Chief Operating Officer | Apr 28 | Option Exercise | 0.00 | 393 | 0 | 3,288 | May 01 09:01 PM | | Parsons Joan | Head of US Bankiing | Apr 28 | Option Exercise | 0.00 | 437 | 0 | 12,856 | May 01 09:03 PM | | Husain Kamran F | Chief Accounting Officer | Apr 28 | Option Exercise | 0.00 | 210 | 0 | 1,430 | May 01 09:06 PM | | Husain Kamran F | Chief Accounting Officer | Apr 27 | Option Exercise | 0.00 | 510 | 0 | 1,413 | May 01 09:06 PM | | Parsons Joan | Head of US Bankiing | Apr 27 | Option Exercise | 0.00 | 500 | 0 | 12,583 | May 01 09:03 PM | | Wallace Bruce | Chief Operating Officer | Apr 27 | Option Exercise | 0.00 | 250 | 0 | 2,989 | May 01 09:01 PM | | VERISSIMO MARC J | Chief Strategy Officer | Apr 27 | Option Exercise | 0.00 | 500 | 0 | 15,721 | May 01 08:52 PM | | KELLOGG HARRY W JR | Vice Chairman | Apr 27 | Option Exercise | 0.00 | 500 | 0 | 9,187 | May 01 08:50 PM | | Jones David A | Chief Credit Officer | Apr 27 | Option Exercise | 0.00 | 500 | 0 | 94,402 | May 01 08:48 PM | | Edmonds-Waters Christopher | Head of Human Resources | Apr 27 | Option Exercise | 0.00 | 250 | 0 | 1,656 | May 01 08:45 PM | | Descheneaux Michael | Chief Financial Officer | Apr 27 | Option Exercise | 0.00 | 750 | 0 | 6,223 | May 01 08:43 PM | | Cox Philip C | Head EMEA India & President,UK | Apr 27 | Option Exercise | 0.00 | 375 | 0 | 425 | May 01 08:39 PM | | BECKER GREGORY W | President and CEO | Apr 27 | Option Exercise | 0.00 | 1,250 | 0 | 43,987 | May 01 08:36 PM | | Yoon Kyung | Director | Apr 25 | Option Exercise | 0.00 | 3,725 | 0 | 5,730 | Apr 29 08:20 PM | | STAGLIN GAREN K | Director | Apr 25 | Option Exercise | 0.00 | 1,675 | 0 | 5,380 | Apr 29 08:18 PM | | Robinson John F | Director | Apr 25 | Option Exercise | 0.00 | 1,675 | 0 | 5,660 | Apr 29 08:16 PM | | Maggioncalda Jeffrey Nacey | Director | Apr 25 | Option Exercise | 0.00 | 1,675 | 0 | 1,675 | Apr 29 08:15 PM | | BENHAMOU ERIC | Director | Apr 25 | Option Exercise | 0.00 | 1,675 | 0 | 19,680 | Apr 29 07:42 PM | | MITCHELL KATE | Director | Apr 25 | Option Exercise | 0.00 | 1,675 | 0 | 3,955 | Apr 29 08:03 PM | | KRAMLICH C RICHARD | Director | Apr 25 | Option Exercise | 0.00 | 1,675 | 0 | 15,680 | Apr 29 07:59 PM | | Dunbar Roger F | Director | Apr 25 | Option Exercise | 0.00 | 3,349 | 0 | 10,054 | Apr 29 07:56 PM | | Clapper David M | Director | Apr 25 | Option Exercise | 0.00 | 1,675 | 0 | 11,680 | Apr 29 07:52 PM | | FRIEDMAN JOEL P | Director | Apr 25 | Option Exercise | 0.00 | 1,675 | 0 | 16,680 | Apr 29 08:12 PM | | KELLOGG HARRY W JR | Vice Chairman | Apr 01 | Option Exercise | 50.04 | 1,700 | 85,070 | 10,387 | Apr 02 05:24 PM | | KELLOGG HARRY W JR | Vice Chairman | Apr 01 | Sale | 70.57 | 1,700 | 119,969 | 8,687 | Apr 02 05:24 PM | | Parsons Joan | Head of US Bankiing | Mar 25 | Sale | 70.03 | 25,500 | 1,785,765 | 12,083 | Mar 25 08:06 PM | | BECKER GREGORY W | President and CEO | Mar 20 | Option Exercise | 50.38 | 4,008 | 201,923 | 49,745 | Mar 22 07:42 PM | | BECKER GREGORY W | President and CEO | Mar 20 | Sale | 70.09 | 7,008 | 491,181 | 42,737 | Mar 22 07:42 PM | | KELLOGG HARRY W JR | Vice Chairman | Mar 08 | Option Exercise | 52.72 | 700 | 36,904 | 9,387 | Mar 11 06:08 PM | | KELLOGG HARRY W JR | Vice Chairman | Mar 08 | Sale | 68.35 | 700 | 47,845 | 8,687 | Mar 11 06:08 PM | | KELLOGG HARRY W JR | Vice Chairman | Mar 01 | Option Exercise | 52.72 | 1,000 | 52,720 | 9,687 | Mar 04 09:11 PM | | KELLOGG HARRY W JR | Vice Chairman | Mar 01 | Sale | 66.39 | 1,000 | 66,390 | 8,687 | Mar 04 09:11 PM | | China John | Head of Relationship Mgmt | Feb 25 | Option Exercise | 51.61 | 1,750 | 90,318 | 4,650 | Feb 27 07:21 PM | | China John | Head of Relationship Mgmt | Feb 25 | Sale | 67.03 | 1,750 | 117,303 | 3,064 | Feb 27 07:21 PM | | Dent Mary | General Counsel | Feb 20 | Option Exercise | 57.40 | 3,675 | 210,959 | 14,568 | Feb 22 08:02 PM | | Dent Mary | General Counsel | Feb 20 | Sale | 67.90 | 3,675 | 249,549 | 12,318 | Feb 22 08:02 PM | | KELLOGG HARRY W JR | Vice Chairman | Feb 14 | Option Exercise | 52.72 | 2,100 | 110,712 | 10,787 | Feb 19 07:05 PM | | KELLOGG HARRY W JR | Vice Chairman | Feb 14 | Sale | 68.00 | 2,100 | 142,800 | 8,687 | Feb 19 07:05 PM | | Wallace Bruce | Chief Operating Officer | Feb 07 | Option Exercise | 42.97 | 2,000 | 85,940 | 4,739 | Feb 11 07:38 PM | | VERISSIMO MARC J | Chief Strategy Officer | Feb 07 | Option Exercise | 50.38 | 1,984 | 99,954 | 17,205 | Feb 11 07:42 PM | | VERISSIMO MARC J | Chief Strategy Officer | Feb 07 | Sale | 67.17 | 1,984 | 133,267 | 15,221 | Feb 11 07:42 PM | | Wallace Bruce | Chief Operating Officer | Feb 07 | Sale | 67.40 | 2,000 | 134,800 | 2,739 | Feb 11 07:38 PM | | BECKER GREGORY W | President and CEO | Feb 05 | Option Exercise | 50.38 | 4,008 | 201,923 | 49,745 | Feb 07 05:58 PM | | Parsons Joan | Head of US Bankiing | Feb 05 | Option Exercise | 53.29 | 3,000 | 159,870 | 37,908 | Feb 07 06:39 PM | | BECKER GREGORY W | President and CEO | Feb 05 | Sale | 67.54 | 4,008 | 270,698 | 45,737 | Feb 07 05:58 PM | | KELLOGG HARRY W JR | Vice Chairman | Feb 01 | Sale | 66.22 | 700 | 46,355 | 8,687 | Feb 05 05:51 PM | | Descheneaux Michael | Chief Financial Officer | Jan 31 | Option Exercise | 46.42 | 1,200 | 55,704 | 8,459 | Feb 04 06:22 PM | | VERISSIMO MARC J | Chief Strategy Officer | Jan 31 | Option Exercise | 50.38 | 5,504 | 277,292 | 20,725 | Feb 04 07:03 PM | | Dent Mary | General Counsel | Jan 31 | Option Exercise | 48.49 | 7,752 | 375,894 | 19,862 | Feb 04 07:02 PM | | VERISSIMO MARC J | Chief Strategy Officer | Jan 31 | Sale | 66.25 | 5,504 | 364,619 | 15,221 | Feb 04 07:03 PM | | Dent Mary | General Counsel | Jan 31 | Sale | 65.02 | 7,752 | 504,035 | 12,110 | Feb 04 07:02 PM | | Descheneaux Michael | Chief Financial Officer | Jan 31 | Sale | 65.56 | 2,986 | 195,750 | 5,473 | Feb 04 06:22 PM | | Jones David A | Chief Credit Officer | Jan 30 | Option Exercise | 53.29 | 3,500 | 186,515 | 97,142 | Feb 01 05:28 PM | | Husain Kamran F | Chief Accounting Officer | Jan 30 | Option Exercise | 44.30 | 1,798 | 79,645 | 3,540 | Feb 01 05:25 PM | | BECKER GREGORY W | President and CEO | Jan 30 | Sale | 65.36 | 3,000 | 196,071 | 45,737 | Jan 31 09:35 PM | | Jones David A | Chief Credit Officer | Jan 30 | Sale | 65.69 | 3,052 | 200,498 | 94,090 | Feb 01 05:28 PM | | Husain Kamran F | Chief Accounting Officer | Jan 30 | Sale | 65.39 | 2,637 | 172,441 | 903 | Feb 01 05:25 PM | | Parsons Joan | Head of US Bankiing | Jan 27 | Option Exercise | 0.00 | 250 | 0 | 35,003 | Jan 29 09:17 PM | | KELLOGG HARRY W JR | Vice Chairman | Jan 25 | Option Exercise | 51.55 | 1,000 | 51,550 | 9,687 | Jan 28 01:37 PM | | KELLOGG HARRY W JR | Vice Chairman | Jan 25 | Sale | 64.00 | 1,000 | 64,002 | 8,687 | Jan 28 01:37 PM | | KELLOGG HARRY W JR | Vice Chairman | Jan 04 | Option Exercise | 50.38 | 1,000 | 50,380 | 9,687 | Jan 07 08:53 PM | | KELLOGG HARRY W JR | Vice Chairman | Jan 04 | Sale | 60.00 | 1,000 | 60,000 | 8,687 | Jan 07 08:53 PM | | China John | Head of Relationship Mgmt | Jan 03 | Option Exercise | 0.00 | 313 | 0 | 3,208 | Jan 07 08:21 PM | | VERISSIMO MARC J | Chief Strategy Officer | Dec 31 | Option Exercise | 0.00 | 3,611 | 0 | 16,546 | Jan 03 06:25 PM | | Jones David A | Chief Credit Officer | Dec 31 | Option Exercise | 0.00 | 4,444 | 0 | 95,147 | Jan 03 06:23 PM | | KELLOGG HARRY W JR | Vice Chairman | Dec 31 | Option Exercise | 0.00 | 3,889 | 0 | 10,503 | Jan 03 06:24 PM | | Edmonds-Waters Christopher | Head of Human Resources | Dec 31 | Option Exercise | 0.00 | 2,222 | 0 | 2,222 | Jan 03 06:22 PM | | Descheneaux Michael | Chief Financial Officer | Dec 31 | Option Exercise | 0.00 | 6,389 | 0 | 9,317 | Jan 03 06:21 PM | | BECKER GREGORY W | President and CEO | Dec 31 | Option Exercise | 0.00 | 8,333 | 0 | 52,627 | Jan 03 06:19 PM | | Dent Mary | General Counsel | Dec 31 | Option Exercise | 0.00 | 3,611 | 0 | 13,539 | Jan 03 06:20 PM | | Edmonds-Waters Christopher | Head of Human Resources | Dec 05 | Sale | 54.44 | 1,059 | 57,652 | 0 | Dec 07 06:12 PM | | Husain Kamran F | Chief Accounting Officer | Dec 03 | Option Exercise | 0.00 | 375 | 0 | 1,734 | Dec 05 06:16 PM | | Descheneaux Michael | Chief Financial Officer | Oct 31 | Sale | 55.86 | 1,200 | 67,032 | 2,928 | Nov 02 05:26 PM | | Parsons Joan | Head of US Bankiing | Oct 27 | Option Exercise | 0.00 | 250 | 0 | 34,858 | Oct 31 05:55 PM |
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