 |
| 14-Jan-10 | Reiterated |
Barclays Capital |
Equal Weight |
$30 → $29 |
|
| 23-Oct-09 | Upgrade |
Credit Suisse |
Underperform → Neutral |
$31 → $33 |
|
| 01-Oct-09 | Reiterated |
Barclays Capital |
Equal Weight |
$28 → $30 |
|
| 21-Jul-09 | Reiterated |
Jefferies & Co |
Buy |
$26 → $29 |
|
| 21-Jul-09 | Reiterated |
FBR Capital |
Underperform |
$18 → $19 |
|
| 10-Jul-09 | Reiterated |
Jefferies & Co |
Buy |
$21 → $26 |
|
| 26-Jun-09 | Reiterated |
FBR Capital |
Underperform |
$14 → $18 |
|
| 25-Jun-09 | Upgrade |
Deutsche Securities |
Sell → Hold |
$18 → $23 |
|
| 08-Jun-09 | Reiterated |
Barclays Capital |
Equal Weight |
$15 → $24 |
|
| 04-Jun-09 | Initiated |
Deutsche Securities |
Sell |
$18 |
|
| 09-Apr-09 | Reiterated |
Barclays Capital |
Equal Weight |
$23 → $22 |
|
| 02-Apr-09 | Reiterated |
FBR Capital Markets |
Underperform |
$9 → $13 |
|
| 06-Mar-09 | Reiterated |
Jefferies & Co |
Buy |
$17 → $16 |
|
| 05-Mar-09 | Reiterated |
FBR Capital Markets |
Underperform |
$13 → $9 |
|
| 05-Mar-09 | Initiated |
Citigroup |
Sell |
|
|
| 25-Feb-09 | Reiterated |
Jefferies & Co |
Buy |
$21 → $17 |
|
| 11-Feb-09 | Reiterated |
Deutsche Securities |
Hold |
$24 → $18 |
|
| 29-Jan-09 | Reiterated |
Jefferies & Co |
Buy |
$22 → $21 |
|
| 28-Jan-09 | Reiterated |
Friedman Billings |
Underperform |
$14 → $13 |
|
| 14-Jan-09 | Initiated |
Barclays Capital |
Equal Weight |
$20 |
|
|
|
| 07-Feb-10 04:25AM | Movers and shakers: Feb 8 at FT.com |
| 06-Feb-10 07:34AM | [$$] The New Champs at Barrons.com |
| 05-Feb-10 04:06PM | LEGG MASON INC Files SEC form 10-Q, Quarterly Report EDGAR Online |
| 09:51AM | Charles J. Daley, Jr. to Present at the 2010 Credit Suisse Financial Services Forum PR Newswire |
| 05:00AM | Fidelity Tops List of 'Ultra' Mutual Funds at TheStreet.com |
| 04-Feb-10 03:05PM | Snow expected to hurt Baltimore business, encourage promotions at bizjournals.com -6.34% |
| 09:30AM | Can the U.S. and China Survive Their Success? at SmartMoney.com |
| 01-Feb-10 01:33PM | Standing With the Giants in Legg Mason RealMoney by TheStreet.com |
| 28-Jan-10 09:58PM | Fund Managers Rebound From '08 at The Wall Street Journal Online |
| 11:07AM | 300% Returns Through End Of Current Economic Cycle For Value Investors: Chief Investment Officer For Smead Capital Management Sees Analogy With 1979 To 1987 Period Wall Street Transcript |
| 10:00AM | [video] Morningstar's Favorite Mutual Funds at TheStreet.com |
| 10:00AM | [$$] Fitz Bits: Huntington Looks Ready for More Upside at RealMoney by TheStreet.com |
| 27-Jan-10 04:40PM | BlackRock Earnings Energized By Acquisition at Forbes.com |
| 12:45PM | BlackRock Improves, Misses Estimates at Forbes.com |
| 12:18PM | 5 All-Star Stock Picks at Motley Fool |
| 26-Jan-10 02:36PM | Sell Funds, Buy Fund Companies at Motley Fool |
| 12:28PM | Legg Mason Announces Quarterly Dividend PR Newswire |
| 25-Jan-10 03:52PM | [video] Trian Unloads $40 Milllion of Ketchup and Diamonds [1.5 min] at MarketWatch |
| 03:40PM | Bill Miller Likes Big Stocks at Forbes.com |
| 02:45PM | [$$] Nelson Peltz Pares Back in Heinz, Tiffany at Barrons.com |
| 10:53AM | Legg Mason's Miller expects stocks to gain in 2010 at Reuters |
| 09:49AM | Succeed by Being Unconventional at Motley Fool |
| 23-Jan-10 11:33AM | New Star Analyst Rankings for LEGG MASON INC StarMine |
| 22-Jan-10 04:49PM | LEGG MASON INC Files SEC form 8-K, Amendments to Articles of Inc. or Bylaws; Change in Fiscal Year, Financial Stateme EDGAR Online |
| 11:39AM | Super Mario's Star Picks CNBC |
| 21-Jan-10 07:20PM | [$$] Legg Mason Swings To Profit But Outflows Speed Up at The Wall Street Journal Online -9.90% |
| 05:50PM | Legg Mason Down On Outflows at Forbes.com |
| 04:10PM | Big Banks Fall on Obama Plan at The Wall Street Journal Online |
| 02:03PM | Where Does Wells Fargo Stand Now? at Motley Fool |
| 01:44PM | Legg Mason posts 3Q profit, but disappoints Street AP |
| 01:20PM | Legg Mason Underperforms Zacks.com |
| 01:05PM | Outflows Squeeze Legg Mason at Forbes.com |
| 11:33AM | Legg Mason Inc. F3Q10 (Qtr End 12/31/09) Earnings Call Transcript at Seeking Alpha |
| 11:04AM | UPDATE - Legg Mason fund outflows accelerate; shares drop at Reuters |
| 10:33AM | Stock Picks: SBUX Up, LM Down at SmartMoney.com |
| 10:05AM | Legg Mason posts $45M quarterly profit at bizjournals.com |
| 09:49AM | Legg Mason Down on Lower Assets at TheStreet.com |
| 09:17AM | FundWatch: Legg Mason hit with outflows but swings to profit at MarketWatch |
| 08:35AM | Futures Slide Over Job Concerns; Goldman Up at CNBC |
| 08:30AM | Legg Mason Earnings Call scheduled for 8:30 am ET today CCBN |
| 07:58AM | LEGG MASON INC Files SEC form 8-K, Termination of a Material Definitive Agreement, Results of Operations and Financia EDGAR Online |
| 07:24AM | Legg Mason swings to 3rd-quarter profit at MarketWatch |
| 20-Jan-10 06:08PM | UPDATE - MOVES-Jones Lang, Barclays Wealth, Legg Mason at Reuters |
| 01:25PM | TradingMarkets 7 Stocks You Need to Know for Thursday TradingMarkets.com |
| 01:18PM | UPDATE - MOVES-Legg Mason, Jones Day, SWIP, Harris Williams at Reuters |
| 11:56AM | Protect Your Assets From This Looming Risk at Motley Fool |
| 09:52AM | Are Stock Mutual Funds Dead? at Motley Fool |
| 17-Jan-10 07:52AM | This Week's 'Barron's' Roundup at TheStreet.com |
| 15-Jan-10 03:56PM | 3 Mutual Fund Predictions for 2010 at Motley Fool |
| 14-Jan-10 01:05PM | Legg Mason: Big Asset Manager Trading at a Significant Discount at Seeking Alpha |
| 12-Jan-10 04:30PM | Legg Mason Hosting Conference Call to Discuss Fiscal Third Quarter Operating Results PR Newswire |
| 01:44PM | Tackling 2 Threats to Your Portfolio at Motley Fool |
| 12:37PM | Up & Away In 2010: 5 Stocks With Big Insider Buying at Investopedia |
| 11-Jan-10 01:55PM | Sector Snap: Janus, other asset managers rise AP |
| 10-Jan-10 02:30AM | Ucits hedge vehicles to flood sector at FT.com |
| 08-Jan-10 01:05PM | Greater Baltimore office market hammered by downsizing, recession at bizjournals.com |
| 05-Jan-10 02:50PM | Putting Stock In Funds at Forbes.com |
| 11:35AM | View of the Day: A GDP boost for US stocks at FT.com |
| 09:49AM | Director Nelson Peltz Buys $15.9M More of Legg Mason at TheStreet.com |
| 04-Jan-10 05:24PM | Nelson Peltz adds to Legg Mason stake,filing shows at Reuters |
| 02:55PM | Sizing Up Mutual Fund Predictions for 2009 at Motley Fool |
| 02-Jan-10 07:44AM | [$$] 13D Filings at Barrons.com |
| 01-Jan-10 05:00AM | Alsin's Top Ten for 2010: Part 3 at TheStreet.com |
| 31-Dec-09 11:05AM | Peltz ups Legg Mason stake at bizjournals.com |
| 10:48AM | Loews Co-Chairman Tisch Sells $16.6M Worth at TheStreet.com |
| 30-Dec-09 04:19AM | Bill Miller: All That's Wrong with the Investment Management Industry at Seeking Alpha |
| 29-Dec-09 10:46AM | Miller And Kudlow Are Wrong at Forbes.com |
| 09:06AM | Macerich Chairman Sells $3.3M Worth at TheStreet.com |
| 07:56AM | Smead Value Fund Snaps Up eBay at TheStreet.com |
| 28-Dec-09 04:07PM | [$$] My Top-10 List for 2010 at RealMoney by TheStreet.com |
| 22-Dec-09 01:05PM | Peltz ups Legg Mason stake again at bizjournals.com |
| 01:00PM | Arthur Blank Sells $3.6M of Staples at TheStreet.com |
| 21-Dec-09 01:15PM | [$$] Top Ten for 2010: Part 3 at RealMoney by TheStreet.com |
| 10:53AM | The Rally Has Legs, Dow Eventually Headed for 15,000, Says Value Investor Charles Lemonides TechTicker |
| 20-Dec-09 03:05PM | Jan Straatman: adventurer intent on taking ING higher at FT.com |
| 18-Dec-09 06:00PM | Director Buys $20.4M of Legg Mason at TheStreet.com |
| 05:05PM | Dayton to save $1.7M from refinancing Fifth Third Field debt at bizjournals.com |
| 07:00AM | These Dividends Are Done at Motley Fool |
| 17-Dec-09 10:54AM | 7 Highly Rated Stocks on Sale at Motley Fool |
| 16-Dec-09 01:59PM | This Just In: Upgrades and Downgrades at Motley Fool |
| 13-Dec-09 05:30AM | Be aware of over-reaction to gloom at FT.com |
| 11-Dec-09 07:23PM | [$$] Legg Mason Is Back on the Right Foot at Barrons.com |
| 09:23AM | Federated Faces Money Market Fears at TheStreet.com |
| 10-Dec-09 06:55PM | FT interview: Mark Fettting, Legg Mason chief at FT.com |
| 12:29PM | Sector Snap: Asset Managers rise on upbeat reports AP |
| 09-Dec-09 02:47PM | UPDATE - Legg Mason outflows drive down shares at Reuters |
| 02:07PM | Legg Mason AUM declines in November AP |
| 02:05PM | Legg Mason eyes cash pool to pay down debt, invest in growth opportunities at bizjournals.com |
| 01:39PM | 3 Strategies for Less Risk and More Profit at Motley Fool |
| 11:37AM | Legg Mason has equity inflows, bond outflows - CEO at Reuters |
| 08:03AM | InPlay: Legg Mason reports assets under management of $694 billion as of November 30, 2009 Briefing.com |
| 08:00AM | Legg Mason Reports Assets Under Management for November 2009 PR Newswire |
| 08-Dec-09 03:55PM | These Investments Quadrupled My Portfolio at Motley Fool |
| 02-Dec-09 02:54PM | 5-Star Stocks on the Upswing at Motley Fool |
| 01-Dec-09 08:12PM | Three Flavors Of Value at Forbes.com |
| 09:41AM | Mark R. Fetting to Present at the 2009 Goldman Sachs U.S. Financial Services Conference PR Newswire |
| 24-Nov-09 10:59AM | [video] Think Twice or Investors Lose at Forbes.com |
| 10:39AM | [$$] Eaton's Net Climbs 39% at The Wall Street Journal Online |
| 10:24AM | [$$] Looking for Downside at RealMoney by TheStreet.com |
| 09:45AM | Western Asset Global Corporate Defined Opportunity Fund Inc. Raises $315.8 Million, Starts Trading on the NYSE Business Wire |
|
|
| Legg Mason, Inc., through its subsidiaries, operates as a diversified group of global asset management firm serving individual and institutional investors worldwide. Its multi-affiliate business model provides clients with a spectrum of equity, fixed income, liquidity, and alternatives solutions, including mutual funds, college savings plans, variable annuities, and separately managed accounts. The company's affiliates operate with investment autonomy, with each affiliate pursuing its own unique investment philosophy and process, as well as maintaining its own investment culture. Legg Mason complements the investment expertise of its affiliates by providing distribution and client service, enabling affiliates to access new markets, new clients, and new opportunities. It also provides shared services, such as operations and technology, accounting, legal, compliance, and marketing, to allow the affiliates to maintain their full focus on delivering sustainable investment excellence. The company offers its products and services directly and through various financial intermediaries. Legg Mason, Inc. was founded in 1899 and is headquartered in Baltimore, Maryland. |
|
| Insider Trading |
Relationship |
Date |
Transaction |
Cost |
#Shares |
Value ($) |
#Shares Total |
SEC Form 4 |
| SULLIVAN JOSEPH A | Sr. Executive Vice President | Feb 08 | Buy | 24.65 | 12,600 | 310,590 | 217,436 | Feb 08 04:50 PM | | SULLIVAN JOSEPH A | Sr. Executive Vice President | Feb 04 | Buy | 25.12 | 30,000 | 753,600 | 204,836 | Feb 08 04:50 PM | | SULLIVAN JOSEPH A | Sr. Executive Vice President | Feb 04 | Sale | 25.01 | 16,569 | 414,391 | 174,836 | Feb 08 04:50 PM | | PELTZ NELSON | Director | Dec 31 | Buy | 30.21 | 525,000 | 15,862,823 | 9,613,044 | Jan 04 04:49 PM | | PELTZ NELSON | Director | Dec 30 | Buy | 30.11 | 25,000 | 752,670 | 9,058,044 | Dec 30 04:46 PM | | PELTZ NELSON | Director | Dec 29 | Buy | 30.27 | 15,000 | 454,116 | 9,033,044 | Dec 30 04:46 PM | | PELTZ NELSON | Director | Dec 28 | Buy | 30.21 | 75,000 | 2,265,540 | 9,018,044 | Dec 30 04:46 PM | | PELTZ NELSON | Director | Dec 24 | Buy | 29.94 | 2,000 | 59,880 | 8,943,044 | Dec 28 04:45 PM | | PELTZ NELSON | Director | Dec 23 | Buy | 29.92 | 250,000 | 7,479,325 | 8,941,044 | Dec 28 04:45 PM | | PELTZ NELSON | Director | Dec 22 | Buy | 29.74 | 30,000 | 892,158 | 8,721,044 | Dec 22 05:14 PM | | PELTZ NELSON | Director | Dec 21 | Buy | 29.32 | 200,000 | 5,864,660 | 8,691,044 | Dec 22 05:14 PM | | PELTZ NELSON | Director | Dec 18 | Buy | 28.46 | 192,212 | 5,471,103 | 8,491,044 | Dec 21 04:57 PM | | PELTZ NELSON | Director | Dec 17 | Buy | 28.42 | 630,618 | 17,919,326 | 8,298,832 | Dec 21 04:57 PM | | PELTZ NELSON | Director | Dec 16 | Buy | 28.62 | 500,000 | 14,307,700 | 7,668,214 | Dec 17 05:19 PM | | PELTZ NELSON | Director | Dec 15 | Buy | 28.04 | 217,000 | 6,083,617 | 7,168,214 | Dec 17 05:19 PM | | UKROP JAMES E | Director | Jul 24 | Option Exercise | 23.87 | 9,000 | 214,830 | 131,464 | Jul 28 04:26 PM | | KOERNER JOHN E III | Director | Jul 24 | Option Exercise | 23.87 | 9,000 | 214,830 | 21,491 | Jul 28 05:51 PM | | UKROP JAMES E | Director | Jul 24 | Sale | 27.12 | 9,000 | 244,080 | 122,464 | Jul 28 04:26 PM | | BAIN PETER L | Sr. Executive Vice President | Feb 23 | Sale | 13.43 | 48 | 645 | 0 | Feb 25 02:55 PM |
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