 |
| 22-Jan-10 | Reiterated |
FBR Capital |
Outperform |
$205 → $190 |
|
| 29-Dec-09 | Reiterated |
JMP Securities |
Mkt Outperform |
$204 → $240 |
|
| 16-Oct-09 | Reiterated |
UBS |
Buy |
$190 → $210 |
|
| 08-Oct-09 | Initiated |
Deutsche Securities |
Buy |
$220 |
|
| 30-Sep-09 | Reiterated |
Credit Suisse |
Outperform |
$180 → $210 |
|
| 09-Sep-09 | Upgrade |
JMP Securities |
Mkt Perform → Mkt Outperform |
|
|
| 18-Aug-09 | Upgrade |
Pali Research |
Neutral → Buy |
|
|
| 15-Jul-09 | Upgrade |
Keefe Bruyette |
Mkt Perform → Outperform |
$195 |
|
| 15-Jul-09 | Reiterated |
FBR Capital |
Outperform |
$160 → $175 |
|
| 23-Jun-09 | Reiterated |
FBR Capital |
Outperform |
$140 → $160 |
|
| 05-Jun-09 | Reiterated |
Barclays Capital |
Equal Weight |
$105 → $165 |
|
| 04-Jun-09 | Upgrade |
Bernstein |
Mkt Perform → Outperform |
$113 → $176 |
|
| 27-May-09 | Reiterated |
Credit Suisse |
Outperform |
$140 → $160 |
|
| 18-May-09 | Upgrade |
JMP Securities |
Mkt Underperform → Mkt Perform |
|
|
| 15-Apr-09 | Initiated |
Pali Research |
Neutral |
|
|
| 15-Apr-09 | Downgrade |
JP Morgan |
Overweight → Neutral |
|
|
| 14-Apr-09 | Reiterated |
FBR Capital Markets |
Outperform |
$130 → $140 |
|
| 14-Apr-09 | Reiterated |
Credit Suisse |
Outperform |
$135 → $140 |
|
| 14-Apr-09 | Initiated |
JMP Securities |
Mkt Underperform |
$90 |
|
| 13-Apr-09 | Initiated |
Citigroup |
Buy |
$145 |
|
|
|
| 09-Feb-10 06:55PM | [$$] Morgan Stanley Gets Earful on Pay at The Wall Street Journal Online |
| 06:51PM | Evening Reading: Does Joe Six-Pack Need a Volcker Rule? at The Wall Street Journal Online |
| 06:00PM | Paulson, Buffett say U.S. needed tough medicine Reuters |
| 05:58PM | UPDATE - Paulson, Buffett say US needed tough medicine at Reuters |
| 05:48PM | Amid Deal Talks, Airgas CEO Exercises Options at The Wall Street Journal Online |
| 05:44PM | Byron Wien Likes Banks; Financial Regulation Unlikely to Pass at Barrons.com |
| 05:41PM | [$$] Portugal Nears 10-Year Bond Sale at The Wall Street Journal Online |
| 05:31PM | US banks have $176 bln exposure to Greece, others at Reuters |
| 05:06PM | Paulson Reassures Buffett on TARP Repayment at The New York Times |
| 04:43PM | Euro-Zone Bailout Bounce Lifts ETFs at SmartMoney.com |
| 03:53PM | Citi, BAC Up Despite S&P Credit Warning at Barrons.com |
| 03:50PM | IPO Market's Struggles Go On at The Wall Street Journal Online |
| 03:17PM | Dow Over 10,000; Greek Rescue Plan Pondered at SmartMoney.com |
| 02:16PM | [video] Sell Citigroup!: Against the Grain at TheStreet.com |
| 02:15PM | Is a Bailout in Europe Coming? at Minyanville.com |
| 02:10PM | [audio] Wall Street's wheels greased by Greece [8.3 min] at MarketWatch |
| 02:09PM | [video] Financials Paralyzed by DC at TheStreet.com |
| 02:02PM | AIG Up 4% on Rumors MetLife May Pay $15B for American Life Unit at Barrons.com |
| 01:48PM | [video] Citi and Bank of America - Not So Negative at TheStreet.com |
| 01:33PM | U.S. stock exchange heads take aim at "Volcker rule" Reuters |
| 01:30PM | S&P Cuts Outlook on Citi, Bank of America at TheStreet.com |
| 01:27PM | US Stock exchange heads take aim at 'Volcker rule' at Reuters |
| 01:17PM | Halftime Report: No Aid For Greece, After All? at CNBC |
| 01:10PM | 5 Stocks That Laugh at Wall Street at Motley Fool |
| 01:02PM | Is This Bull Over? at Motley Fool |
| 12:58PM | Dow Up 2% on Reports Europe Must Save Greece; Flight to German Bonds Breaks at Barrons.com |
| 12:54PM | Goldman Sachs to Present at the Credit Suisse 2010 Financial Services Conference Business Wire |
| 12:36PM | One Bet You're Sure to Lose at Motley Fool |
| 12:17PM | Buffett and Paulson to talk about economy in Omaha AP |
| 12:10PM | UPDATE - NYSE Euronext beats Street, sees gains in 2010 at Reuters |
| 11:51AM | This Bank Is 'One of the Few Tigers' Left: Portfolio Manager at CNBC |
| 11:40AM | MarketWatch First Take: Goldman's blogging backfires at MarketWatch |
| 11:30AM | Citigroup: Financial Winners & Losers at TheStreet.com |
| 11:29AM | How AIG Became Goldman's Toilet at TheStreet.com |
| 11:29AM | On the Call: NYSE Euronext CEO Duncan Niederauer AP |
| 11:11AM | Goldman v. N.Y. Times: Doth Goldman Protest Too Much? at The Wall Street Journal Online |
| 11:01AM | Dow, S&P 500 Rise, But Greece Bailout Doubtful at Barrons.com |
| 10:54AM | Technical Analyst to the Stars Charles Nenner Calls Market Top at Forbes.com |
| 10:50AM | Goldman May Move 20% of UK Staff to Spain at BusinessWeek |
| 10:13AM | What Keeps Obama Awake at Night at Forbes.com |
| 10:04AM | Is There Room for Morality in Capitalism? at Motley Fool |
| 10:00AM | [video] How "The Quants" Control Wall Street at TheStreet.com |
| 09:56AM | The Morning Leverage: Two More For Cuomo at The Wall Street Journal Online |
| 09:52AM | Deals of the Day: Goldman's PR Team Keeps Earning Their Pay at The Wall Street Journal Online |
| 09:40AM | The Greek System! at Minyanville.com |
| 09:31AM | Roginsky: Why So Grumpy, Wall Street? at CNBC |
| 09:26AM | Bank Sell-Off Puts Premium on Regulatory Fears at TheStreet.com |
| 09:24AM | [video] News Hub: Volcker's Impact on Goldman Sachs [3.1 min] at MarketWatch |
| 08:54AM | Sell ETRADE!: Against the Grain TheStreet.com TV |
| 06:23AM | [$$] Buyers On Strike at RealMoney by TheStreet.com |
| 04:52AM | Weekly Street Sentiment: Sell-Side Still Searching for Direction at Seeking Alpha |
| 04:44AM | Cramer's Stop Trading! Is Goldman the Root of All Evil? (2/8/10) at Seeking Alpha |
| 04:26AM | Bonus taxes have fat chance of passing in Congress at CNNMoney.com |
| 03:52AM | [$$] UBS Swings Back to Profit at The Wall Street Journal Online |
| 02:45AM | Why I Trust Casinos More Than Banks at Seeking Alpha |
| 01:42AM | Feinberg Says He Talked With Blankfein on Pay at The New York Times |
| 12:01AM | David Weidner's Writing on the Wall: Wall Street's latest contagion goes global at MarketWatch |
| 08-Feb-10 10:55PM | [$$] Private Jets Disappoint at Goldman at The Wall Street Journal Online |
| 09:21PM | [$$] Senior Goldman Banker in Japan Returns to U.S. at The Wall Street Journal Online |
| 08:50PM | Private-Equity Firm Acquired Plant in 2008 at The Wall Street Journal Online |
| 07:45PM | Which CEO Should Go On 'Undercover Boss'? at TheStreet.com |
| 06:53PM | Evening Reading: What VCs Could Learn From Sherlock Holmes at The Wall Street Journal Online |
| 06:25PM | Dow closes below 10,000 at CNNMoney.com |
| 06:24PM | PNC's Bailout Warrants May Fetch $253 Million at The New York Times |
| 06:22PM | The 411 on the Kleen Power Plant and its PE Investor at The Wall Street Journal Online |
| 06:02PM | CIT sets John Thain's salary at $6 million a year Reuters |
| 06:00PM | Gurus Think Small In 2010 at Forbes.com |
| 05:07PM | Some See Restraint in Goldman Chiefs Bonus at The New York Times |
| 04:58PM | UPDATE - CIT sets John Thain's salary at $6 million a year at Reuters |
| 04:51PM | BofA Memo: Moynihan Asks Troops, What is Risk? at The Wall Street Journal Online |
| 04:34PM | CIT names ex-Merrill CEO Thain as chairman, CEO AP |
| 04:14PM | CIT To Prepay $750M of Debt at Barrons.com |
| 03:49PM | [$$] Thin Trading Distorts the Market Story at RealMoney by TheStreet.com |
| 03:42PM | Cramer: Will CIT Regret Hiring Thain? at CNBC |
| 03:42PM | Icahn supports Thain as new CIT CEO at MarketWatch |
| 03:37PM | Pay Czar Ken Feinberg Comments on Thain's New Package at Seeking Alpha |
| 03:34PM | You Ask, Stockpickr Answers: Feb. 8 at TheStreet.com |
| 03:31PM | UPDATE - CIT sets John Thain's salary at $6 million a year at Reuters |
| 03:18PM | E*Trade: Financial Winners and Losers at TheStreet.com |
| 03:18PM | Curl Bests CEO Moynihan for BofA Pay Crown at The Wall Street Journal Online |
| 03:17PM | Ocado Said to Seek Banks For $1.6 Billion Listing at The New York Times |
| 03:07PM | Cramer's 'Stop Trading': The Reign of Thain at TheStreet.com |
| 02:37PM | [$$] AIG Wilts in the Media Spotlight at RealMoney by TheStreet.com |
| 02:09PM | China Stock Picks Are No Road Map to U.S. Domination at The Wall Street Journal Online |
| 02:06PM | UPDATE - Terreno Realty cuts IPO for second time at Reuters |
| 01:42PM | [video] Sell ETRADE!: Against the Grain at TheStreet.com |
| 01:38PM | [$$] Rising Stars at Barrons.com |
| 01:33PM | Unregulated, CDS Are Merely Gambling at Seeking Alpha |
| 01:09PM | Barron's Magazine: Jefferies and the Firms That Challenge Goldman at Barrons.com |
| 01:01PM | UPDATE - CIT sets John Thain's salary at $6 million a year at Reuters |
| 12:43PM | [audio] Volatility finally is giving way to stability [8.9 min] at MarketWatch |
| 12:36PM | Testy Conflict With Goldman Helped Push A.I.G. to Edge at The New York Times |
| 12:34PM | Bernanke: Lots of Options, But When to Tighten, Nobody Knows at Barrons.com |
| 12:10PM | John Thain: Mr. Fixit Tries Again at Forbes.com |
| 12:00PM | Irked, Wall St. Hedges Its Bet on Democrats at The New York Times |
| 11:41AM | 2-Star Stocks Poised to Plunge: MetLife? at Motley Fool |
| 11:37AM | Wells Fargo: We're Not Poaching at Barrons.com |
| 11:35AM | Reuters: Wells Fargo To Poach Brokers at Barrons.com |
| 11:33AM | Get Ready for the Bounce at Motley Fool |
| 11:16AM | BREAKINGVIEWS-John Thain checks into career rehab at CIT at Reuters |
|
|
| The Goldman Sachs Group, Inc., together with its subsidiaries, provides various investment banking, securities, and investment management services to corporations, financial institutions, governments, and high-net-worth individuals worldwide. Its Investment Banking segment offers financial advisory services, including advisory assignments with respect to mergers and acquisitions, divestitures, corporate defense activities, restructurings, and spin-offs; and underwriting services, including equity underwriting and debt underwriting. The company's Trading and Principal Investments segment engages in market making in, trading of, and investing in commodities and commodity derivatives, including power generation and related activities; credit products, such as credit derivatives, investment-grade corporate securities, high-yield securities, bank and secured loans, municipal securities, emerging market and distressed debt, public and private equity securities, and real estate; currencies and currency derivatives; interest rate products consisting of interest rate derivatives and global government securities; money market instruments, including matched book positions; and mortgage-related securities and loan products. This segment also provides equity securities, derivative securities, futures, and options clearing services; market-making and specialist services in equity securities and options; and insurance services, as well as involves in principal investments activities. Its Asset Management and Securities Services segment offers various asset management services comprising investment advisory services, financial planning, and investment products; management of merchant banking funds; and securities services, such as prime brokerage, financing services, and securities lending. The company was founded in 1869 and is headquartered in New York, New York. |
|
| Insider Trading |
Relationship |
Date |
Transaction |
Cost |
#Shares |
Value ($) |
#Shares Total |
SEC Form 4 |
| EVANS J. MICHAEL | Vice Chairman | Nov 27 | Sale | 165.28 | 35,000 | 5,784,755 | 644,953 | Nov 27 04:05 PM | | EVANS J. MICHAEL | Vice Chairman | Nov 25 | Sale | 169.50 | 35,000 | 5,932,383 | 679,953 | Nov 27 04:05 PM | | SHERWOOD MICHAEL S. | Vice Chairman | Nov 24 | Option Exercise | 91.61 | 24,735 | 2,265,973 | 28,712 | Nov 27 03:51 PM | | SHERWOOD MICHAEL S. | Vice Chairman | Nov 24 | Sale | 171.54 | 24,735 | 4,243,015 | 3,977 | Nov 27 03:51 PM | | EVANS J. MICHAEL | Vice Chairman | Nov 24 | Sale | 171.05 | 35,000 | 5,986,893 | 714,953 | Nov 25 03:57 PM | | SHERWOOD MICHAEL S. | Vice Chairman | Nov 23 | Option Exercise | 91.61 | 25,000 | 2,290,250 | 28,977 | Nov 25 03:55 PM | | EVANS J. MICHAEL | Vice Chairman | Nov 23 | Sale | 172.41 | 35,000 | 6,034,218 | 749,953 | Nov 25 03:57 PM | | SHERWOOD MICHAEL S. | Vice Chairman | Nov 23 | Sale | 173.06 | 25,000 | 4,326,378 | 3,977 | Nov 25 03:55 PM | | SHERWOOD MICHAEL S. | Vice Chairman | Nov 20 | Option Exercise | 91.61 | 25,000 | 2,290,250 | 28,977 | Nov 24 04:36 PM | | GOLDMAN SACHS GROUP INC | 10% Owner | Nov 20 | Buy | 23.15 | 200 | 4,630 | 64,991,987 | Nov 24 07:25 PM | | SHERWOOD MICHAEL S. | Vice Chairman | Nov 20 | Sale | 171.43 | 25,000 | 4,285,718 | 3,977 | Nov 24 04:36 PM | | GOLDMAN SACHS GROUP INC | 10% Owner | Nov 20 | Sale | 23.15 | 200 | 4,630 | 64,991,787 | Nov 24 07:25 PM | | SHERWOOD MICHAEL S. | Vice Chairman | Nov 19 | Option Exercise | 91.61 | 25,000 | 2,290,250 | 28,977 | Nov 23 03:20 PM | | SHERWOOD MICHAEL S. | Vice Chairman | Nov 19 | Sale | 174.03 | 25,000 | 4,350,703 | 3,977 | Nov 23 03:20 PM | | SHERWOOD MICHAEL S. | Vice Chairman | Nov 18 | Option Exercise | 91.61 | 25,000 | 2,290,250 | 28,977 | Nov 20 05:22 PM | | GOLDMAN SACHS GROUP INC | 10% Owner | Nov 18 | Sale | 21.00 | 3,581,133 | 75,203,793 | 64,990,262 | Nov 20 09:22 PM | | SHERWOOD MICHAEL S. | Vice Chairman | Nov 18 | Sale | 176.38 | 25,000 | 4,409,438 | 3,977 | Nov 20 05:22 PM | | SHERWOOD MICHAEL S. | Vice Chairman | Nov 17 | Option Exercise | 82.88 | 18,125 | 1,502,109 | 22,102 | Nov 19 05:40 PM | | SHERWOOD MICHAEL S. | Vice Chairman | Nov 17 | Sale | 177.16 | 18,125 | 3,210,980 | 3,977 | Nov 19 05:40 PM | | SHERWOOD MICHAEL S. | Vice Chairman | Nov 16 | Option Exercise | 82.88 | 20,000 | 1,657,500 | 23,977 | Nov 18 06:40 PM | | GOLDMAN SACHS GROUP INC | 10% Owner | Nov 16 | Buy | 22.90 | 13,500 | 309,147 | 68,571,395 | Nov 18 08:41 PM | | SHERWOOD MICHAEL S. | Vice Chairman | Nov 16 | Sale | 178.05 | 20,000 | 3,561,040 | 3,977 | Nov 18 06:40 PM | | SHERWOOD MICHAEL S. | Vice Chairman | Nov 13 | Option Exercise | 82.88 | 20,000 | 1,657,500 | 23,977 | Nov 17 06:45 PM | | GOLDMAN SACHS GROUP INC | 10% Owner | Nov 13 | Sale | 22.09 | 13,500 | 298,215 | 68,557,895 | Nov 18 08:41 PM | | SHERWOOD MICHAEL S. | Vice Chairman | Nov 13 | Sale | 177.43 | 20,000 | 3,548,616 | 3,977 | Nov 17 06:45 PM | | SMITH SARAH G | Principal Accounting Officer | Oct 16 | Sale | 186.57 | 16,129 | 3,009,188 | 3,979 | Oct 20 04:27 PM | | GOLDMAN SACHS GROUP INC | 10% Owner | Oct 02 | Buy | 22.04 | 1,500 | 33,058 | 54,275,478 | Oct 06 09:29 PM | | GOLDMAN SACHS GROUP INC | 10% Owner | Oct 02 | Sale | 20.50 | 1,500 | 30,750 | 54,273,978 | Oct 06 09:29 PM | | COHEN ALAN M | EVP, Global Head of Compliance | May 18 | Sale | 138.63 | 5,000 | 693,163 | 39,824 | May 19 05:11 PM | | COHEN ALAN M | EVP, Global Head of Compliance | May 15 | Sale | 135.00 | 5,000 | 675,000 | 44,824 | May 19 05:11 PM | | SHERWOOD MICHAEL S. | Vice Chairman | Feb 04 | Sale | 83.12 | 45,000 | 3,740,373 | 3,977 | Feb 06 06:09 PM | | FRIEDMAN STEPHEN | Director | Jan 22 | Buy | 66.61 | 15,300 | 1,019,203 | 98,600 | Jan 26 05:15 PM |
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